Firms and Individuals
(including Categories of Registration)
Last Updated : 5/24/2013 8: 42 AM
 
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
Click on the name of a firm to view a list of persons associated with the firm.
 
U
Individual Name
Individual Category
Firm Name
Ubeysekara, Nirosha Dilhani Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Uchiyama, Gregory Allan Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Udovic, David Ivan Advising Representative
TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC.
Udovic, David Ivan Dealing Representative
TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC.
Ujobai, Joseph Paul Director
SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA
Umland, Karen Elizabeth Dealing Representative
Dimensional Fund Advisors Canada ULC
Umland, Karen Elizabeth Officer
Dimensional Fund Advisors Canada ULC
Unell, Troy Robert Dealing Representative
GE CAPITAL MARKETS (CANADA) LTD./GE MARCHES FINANCIERS (CANADA) LTEE
Ung, Elizabeth Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Ung, Robert Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Unrau, Richard Douglas Dealing Representative
PINNACLE WEALTH BROKERS INC.
Unrau, Richard Douglas Director
PINNACLE WEALTH BROKERS INC.
Unrau, Richard Douglas Officer
PINNACLE WEALTH BROKERS INC.
Unrau, Richard Douglas Shareholder
PINNACLE WEALTH BROKERS INC.
Unrau, Richard Douglas Ultimate Designated Person
PINNACLE WEALTH BROKERS INC.
Upbin, Daniel Joseph Dealing Representative
GAIN CAPITAL - FOREX.COM CANADA LTD.
UPEGUI, GUILLERMO LEON Dealing Representative
B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.
Uppal, Nabil Khan Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Uppal, Narinder Kaur IIROC approval only
BMO NESBITT BURNS INC.
Urli, Dario Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Urquhart, Andrew Justin Dealing Representative
TD WATERHOUSE CANADA INC.
Urquhart, Bibi Farida Branch Manager (MFDA members only)
KEYBASE FINANCIAL GROUP INC.
Urquhart, Bibi Farida Dealing Representative
KEYBASE FINANCIAL GROUP INC.
Ursel, James Lorne Dealing Representative
BMO NESBITT BURNS INC.
URSELL, GARY LEE Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Urubusi, Hope Bola Chukumeka Dealing Representative
TD WATERHOUSE CANADA INC.
Urwin, Jeffrey Herbert Director
J.P. MORGAN SECURITIES LLC. ***
Urwin, Jeffrey Herbert Officer
J.P. MORGAN SECURITIES LLC. ***
Usher, Dean Edward Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
USHER-JONES, BRIAN RICHARD Advising Representative
CANSO INVESTMENT COUNSEL LTD.
USHER-JONES, BRIAN RICHARD Dealing Representative
CANSO INVESTMENT COUNSEL LTD.
USZKAY, STEVEN RICHARD Dealing Representative
CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.
USZKAY, STEVEN RICHARD Director
CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.
UTOMO, PHABY Advising Representative
UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
UTOMO, PHABY Dealing Representative
UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
UZIELLI, STEPHEN JULIAN Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
 
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