Firms and Individuals
(including Categories of Registration)
Last Updated : 6/18/2013 8: 40 AM
 
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
Click on the name of a firm to view a list of persons associated with the firm.
 
R
Individual Name
Individual Category
 Firm Name
RAAD, CLAUDE Dealing Representative
FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC.
RAAD, CLAUDE Officer
FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC.
RABIDEAU, NOEL GREGORY Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Rabinovich, Emiliano Daniel Advising Representative
CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
Rabinowitz, Jared Craig Officer
ETF CAPITAL MANAGEMENT ***
Rabinowitz, Jared Craig Partner
ETF CAPITAL MANAGEMENT ***
Rabinowitz, Jared Craig Ultimate Designated Person
ETF CAPITAL MANAGEMENT ***
Raby Ouellet, Emilie Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Racanelli, Diana Mary Advising Representative
TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
Race, David Mackenzie Advising Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Race, David Mackenzie Dealing Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Racette, Daniel Paul Advising Representative
SCOTIA ASSET MANAGEMENT L.P. / GESTION D'ACTIFS SCOTIA S.E.C.
Racine, France Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Racine, Marie-Josée Dealing Representative
DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
Racine, Nathalie Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Racioppo, Leonard Advising Representative
COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC.
Racioppo, Leonard Director
COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC.
Racioppo, Leonard Officer
COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC.
Racioppo, Leonard Shareholder
COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC.
Racioppo, Leonard Ultimate Designated Person
COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC.
Radam, Priscilla May Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
RADEY, Donald Neil Director
CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.
RADLER, RONA Shareholder
SALMAN PARTNERS INC.
RADOVICH, GREGORY PETER Dealing Representative
MACQUARIE PRIVATE WEALTH INC./GESTION PRIVÉE MACQUARIE INC.
Radu, Marke Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Rae, Patrick John Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Raes, Mark Dennis Advising Representative
BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC.
Rafael, Christopher Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Rafferty, Andrea Rita Joyce Dealing Representative
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
Rafferty, Laura Erin Elizabeth Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Rafique, Mohammad Alimur Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
RAFTUS, Stuart Robert Officer
Beacon Securities Limited/Valeurs Mobilières Beacon Ltée
RAFUSE, CHRISTOPHER ROBERT Dealing Representative
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Rafuse, Jacob Hadden Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Rafuse, Martha Annellen Chief Compliance Officer
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Rafuse, Martha Annellen Chief Compliance Officer
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
Rafuse, Martha Annellen Chief Compliance Officer
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Raghoo, Shivan Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rahi, Harsimran Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Rahmali, Rahmatullah Dealing Representative
TD WATERHOUSE CANADA INC.
Rahman, Fahmida Dealing Representative
BMO NESBITT BURNS INC.
Rai, Satish Chander Advising Representative
TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
Rai, Satish Chander Officer
TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
Raidl, Thomas Anton IIROC approval only
RAYMOND JAMES LTD.
Rain, David James Director
CANOE FINANCIAL LP ***
Rain, David James Officer
CANOE FINANCIAL LP ***
Raine, Kenneth Lee Director
PRIVEST WEALTH MANAGEMENT INC.
Raine, Kenneth Lee Shareholder
PRIVEST WEALTH MANAGEMENT INC.
RAINVILLE, ROBERT Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Rajakariar, Surendra Vincent Lucius Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Rakhit, Shubo Dealing Representative
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
Rakhit, Shubo Director
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
Rakhit, Shubo Officer
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
Rakic, Alexander Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Ralph, Rene Vidale Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Ralph, Wayne Steven Morgan Officer
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Ralston, MaryAnn Dealing Representative
ROMSPEN INVESTMENT CORPORATION
Ram, Daniel Jared Joseph Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
RAMAGE, MARK CHRISTOPHER Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Raman-Nair, Jacqueline Lorna Dealing Representative
League Investment Services Inc.
Ramasawmy, Devin Renganaden Dealing Representative
BARCLAYS CAPITAL CANADA INC.
RAMELLI, VINCENZO DOMENIC Officer
MERRILL LYNCH CANADA INC.
Ramkissoon, Colin Ravi Advising Representative
BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE Ltee.
Ramlal, Kristin Doreen Agnes Dealing Representative
BMO NESBITT BURNS INC.
Ramlochan, Diana Dorothy Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Ramnarain, Ravinand Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Ramnauth, Richard Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Ramos, Tony Jose Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rampersad, Desmond Sastri Dealing Representative
SUN LIFE GLOBAL INVESTMENTS (CANADA) INC./PLACEMENTS MONDIAUX SUN LIFE (CANADA) INC. ***
RAMSEY, DOUG WILLIAM Dealing Representative
FUNDEX INVESTMENTS INC.
Ramtahal, Heather Indira IIROC approval only
TD WATERHOUSE CANADA INC.
RANCE, KEITH JOHN COLIN Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Rancourt, Marc-Andre Pierre Dealing Representative
WALTON CAPITAL MANAGEMENT INC.
RANDELL, CALVIN GORDON FRANK Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Randell, Emily Doreen Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Randrianasolo, Vololontseheno Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Rankin, Christopher Russell Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Rankin, Glen Joseph Dealing Representative
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
Ranson, Christopher Raymond Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Rao, Firuzi Jamshed Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rao, Vikram Ranga Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Rapaport, Alec Charles Director
COMMONFUND ASSET MANAGEMENT COMPANY, INC. ***
Raper, Christopher Philip Dealing Representative
RAYMOND JAMES LTD.
RAPONI, TERESA AGNES Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
RASHID, SAJJAD Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
RASIAH, GNANARUEBEN Dealing Representative
BBS SECURITIES INC
Raso, Vincent Dealing Representative
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
Rasoulova, Dilbarkhan Dealing Representative
TD WATERHOUSE CANADA INC.
Rasuli, Masood Dealing Representative
TD WATERHOUSE CANADA INC.
RATANSHI, ASHIF NIZAR Director
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
RATANSHI, ASHIF NIZAR Director
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
RATANSHI, ASHIF NIZAR Director
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
RATANSHI, ASHIF NIZAR Officer
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Ratchford, Jane Patricia Chief Compliance Officer
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Rathwell, John Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Rattan, Jaspreet Kaur Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rattray, Tina Louise Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
RATZ-CHEUNG, BIRGIT AIMEE Dealing Representative
BMO NESBITT BURNS INC.
RAWDING, DONALD ALEXANDER Dealing Representative
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Rawlinson, Justin Kauri Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
RAWLYK, ELIJAH NU-TAO Dealing Representative
STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC.
Rawson, Peter Albert Advising Representative
GCIC LTD./GCIC LTEE ***
RAY, RONALD ST. CLAIR ANGUS Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
Ray, Tejendra Nath Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Ray, Timothy Andrew Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
RAYCROFT, DANIEL WILLIAM Dealing Representative
DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC.
RAYCROFT, IAN JAMES Advising Representative
SCOTIA ASSET MANAGEMENT L.P. / GESTION D'ACTIFS SCOTIA S.E.C.
Rayman, Sheldon Darren Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Raymond, Douglas Laird Advising Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Rayner, Robert Jay Dealing Representative
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Rayworth, Gina Susanne Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Raza, Muhammad Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Raza, Muhammad Jawwad Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Raza, Nosheen Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Raza, Salmaan Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
READ, CHARLES WESLEY Dealing Representative
MANULIFE SECURITIES INVESTMENT SERVICES INC.
READ, Suzanne Lynne N/A Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Reade, Donna Ann Dealing Representative
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
Ready, Sara Pamelia Dealing Representative
ING DIRECT FUNDS LIMITED
Real, Silvia Janet Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Reale, Antonio Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
REARDON, KIMBERLEY JANE Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Reath, Jeffrey Thomas Dealing Representative
PRIVEST WEALTH MANAGEMENT INC.
REATH, John Thomas Dealing Representative
MATNOR HOLDINGS INC.
Reburiano, Roderic George Escudero Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Redding, Kim Gordon Director
Brookfield Investment Management (Canada) Inc.
Redding, Kim Gordon Officer
BROOKFIELD INVESTMENT MANAGEMENT INC.
Redding, Kim Gordon Officer
Brookfield Investment Management (Canada) Inc.
Redding, Kim Gordon Ultimate Designated Person
BROOKFIELD INVESTMENT MANAGEMENT INC.
Reddy, Marie-Josee Dealing Representative
TD WATERHOUSE CANADA INC.
Reed, Chadwick Alan Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
REED, DONALD FRANCIS Advising Representative
FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON ***
REED, DONALD FRANCIS Director
FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC.
REED, DONALD FRANCIS Director
FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON ***
REED, DONALD FRANCIS Director
FIDUCIARY TRUST COMPANY OF CANADA
REED, DONALD FRANCIS Officer
FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC.
REED, DONALD FRANCIS Officer
FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON ***
REED, DONALD FRANCIS Officer
FIDUCIARY TRUST COMPANY OF CANADA
REED, DONALD FRANCIS Ultimate Designated Person
FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON ***
REED, SCOTT ALLAN IIROC approval only
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
REED, Terrance John Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Reeder, Kandi Gail Branch Manager (MFDA members only)
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Reeder, Kandi Gail Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Rees, Cameron Mitchell Officer
MACQUARIE PRIVATE WEALTH INC./GESTION PRIVÉE MACQUARIE INC.
Reese, Jason Walter Officer
IMPERIAL CAPITAL, LLC ***
Reese, Jason Walter Shareholder
IMPERIAL CAPITAL, LLC ***
REES-JONES, Rhodri Advising Representative
UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
REES-JONES, Rhodri Dealing Representative
UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
REEVES, GEOFFREY ANDERSON LYLE Director
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
REEVES, GEOFFREY ANDERSON LYLE Officer
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
REGAN, KEVIN ERNEST Director
INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC.
REGAN, KEVIN ERNEST Director
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
REGAN, Wendy Mary Anne Branch Manager (MFDA members only)
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
REGAN, Wendy Mary Anne Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Regimbald, Denis Director
FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC.
Regimbald, Denis Officer
FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC.
Regimbald, Denis Shareholder
FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC.
Regimbald, Denis Ultimate Designated Person
FIN-XO VALEURS MOBILIERES INC. / FIN-XO SECURITIES INC.
REGNIER, LAURA LYNN Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Rego, Clayton Anthony Dealing Representative
ITG CANADA CORP.
Rehak, Igor Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Rehayel, Yousef Elias Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Rehmatullah, Abdullah Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Reich, Amanda Rae Advising Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Reich, Amanda Rae Dealing Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Reichardt, Frederick Damian Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
REID, Charles Allan Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
Reid, Christopher Mark Dealing Representative
BMO NESBITT BURNS INC.
REID, DAVID JOHN Dealing Representative
BMO NESBITT BURNS INC.
REID, HANNAH GAIL Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
REID, JOHN MERCER Advising Representative
CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC.
Reid, Julia Frances Dealing Representative
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
REID, KEVIN ANDREW IIROC approval only
GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C.
REID, KYLE JAMES Dealing Representative
INDEPENDENT PLANNING GROUP INC./GROUPE INDEPENDANT DE PLANIFICATION INC.
REID, MATTHEW RYAN Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
REID, Robert Alexander Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Reilly, April Dawn Michelle Officer
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Reilly, April Dawn Michelle Officer
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
REILLY, JOHN FRANCIS IIROC approval only
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Reilly, Michael Edward Director
TD WATERHOUSE CANADA INC.
Reilly, Michael Edward Officer
TD WATERHOUSE CANADA INC.
Reinsberg, John Robert Advising Representative
LAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA) ***
Reinsberg, John Robert Officer
LAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA) ***
REISKY, DERRICK LORETTO *** Officer
MERRILL LYNCH CANADA INC.
REITER, MORAN Dealing Representative
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
Rempel, Garth Wayne Dealing Representative
Orbis Investment Advisory (Canada) Limited
Rempel, Garth Wayne Director
Orbis Investment Advisory (Canada) Limited
Rempel, Garth Wayne Officer
Orbis Investment Advisory (Canada) Limited
Rempel, Garth Wayne Ultimate Designated Person
Orbis Investment Advisory (Canada) Limited
Rems, Michael John Dealing Representative
GOLDMAN, SACHS & CO.
Renaud, Alain Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Renaud, Cameron David Advising Representative
BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
RENAUD, GARY MICHAEL Dealing Representative
DWM SECURITIES INC./VALEURS MOBILIERES DWM INC.
RENAUD, PAUL Officer
KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC. ***
RENAUD, ROGER ANDRE Advising Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
RENAUD, ROGER ANDRE Dealing Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
RENAUD, ROGER ANDRE Director
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
RENAUD, ROGER ANDRE Officer
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
RENAUD, ROGER ANDRE Ultimate Designated Person
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
René, Stéphane Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
René de Cotret, Jonathan Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Rennie, Charles Derek Director
MACDOUGALL, MACDOUGALL & MACTIER INC.
Rennie, Charles Derek Director
MACDOUGALL INVESTMENT COUNSEL INC. / LES CONSEILLERS EN PLACEMENTS MACDOUGALL INC.
RENNIE, GRAHAM SUTHERLAND Director
INTEGRA CAPITAL LIMITED
RENNIE, GRAHAM SUTHERLAND Officer
INTEGRA CAPITAL LIMITED
RENNIE, GRAHAM SUTHERLAND Shareholder
INTEGRA CAPITAL LIMITED
RENNIE, GRAHAM SUTHERLAND Ultimate Designated Person
INTEGRA CAPITAL LIMITED
RENNIE, JEAN ANN Dealing Representative
KEYBASE FINANCIAL GROUP INC.
Renouf, Jean Mary IIROC approval only
INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC.
RENOUF, KEVIN RHYS Dealing Representative
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
RENOUF, KEVIN RHYS Director
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
Renzella, Heather Elizabeth Dealing Representative
DUNDEE SECURITIES LTD./VALEURS MOBILIERES DUNDEE LTEE
Repetto, Eduardo Augusto Dealing Representative
Dimensional Fund Advisors Canada ULC
Repetto, Eduardo Augusto Director
Dimensional Fund Advisors Canada ULC
Repetto, Eduardo Augusto Officer
Dimensional Fund Advisors Canada ULC
Repishti, Vokona Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Repple, Kurt Gunther Dealing Representative
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
REPSTOCK, STEVEN Chief Compliance Officer
SORA GROUP WEALTH ADVISORS INC. ***
REPSTOCK, STEVEN Dealing Representative
SORA GROUP WEALTH ADVISORS INC. ***
REPSTOCK, STEVEN Officer
SORA GROUP WEALTH ADVISORS INC. ***
Resnick, Arthur Director
ROMSPEN INVESTMENT CORPORATION
Resnick, Arthur Officer
ROMSPEN INVESTMENT CORPORATION
Resnick, Arthur Shareholder
ROMSPEN INVESTMENT CORPORATION
RESTON, IAN MCDONALD Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
RETHY, STEVEN JULES *** Dealing Representative
KEYBASE FINANCIAL GROUP INC.
RETTER, BRENT WILLIAM LIVINGSTONE Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
REYNARD, KEVIN GEORGE Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
REYNOLDS, Beverly Jean Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
REYNOLDS, CHRISTOPHER SHANE Director
IPC INVESTMENT CORPORATION
Reynolds, Clarke Warren IIROC approval only
Richardson GMP Limited / Richardson GMP Limitée
REYNOLDS, EDWARD DOUGLAS Dealing Representative
MACDOUGALL, MACDOUGALL & MACTIER INC.
REYNOLDS, MICHAEL BUCKLEY Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
REYNOLDS, MICHAEL WILLIAM LAWRENCE Dealing Representative
BMO NESBITT BURNS INC.
Reynolds, Paul David Director
Canaccord Genuity Corp./Corporation Canaccord Genuity
Reynolds, Paul David Officer
Canaccord Genuity Corp./Corporation Canaccord Genuity
Reynolds, Paul David Ultimate Designated Person
Canaccord Genuity Corp./Corporation Canaccord Genuity
REYNOLDS, ROBERT LLOYD Director
PANAGORA ASSET MANAGEMENT, INC. ***
Reynolds, William Nicholas Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Rezapoor Nosratabadi, Nassim Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Reznik, Anthony George Director
GLC ASSET MANAGEMENT GROUP LTD. / GLC GROUPE DE GESTION D'ACTIFS LTEE.
Rheault, Jean-François Advising Representative
INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC.
RIACH, IAN MACGREGOR Advising Representative
FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON ***
Ricafort, Geraldine Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Ricafort, Michael Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Ricard, Denis Director
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Ricard, Denis Director
FUNDEX INVESTMENTS INC.
Ricard, Nicholas Charles Dealing Representative
INTEGRA CAPITAL LIMITED
Ricci, Ida Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
RICCI, JACQUELINE RENATE Advising Representative
J. ZECHNER ASSOCIATES INC.
RICCI, JACQUELINE RENATE Dealing Representative
J. ZECHNER ASSOCIATES INC.
RICCI, JACQUELINE RENATE Director
J. ZECHNER ASSOCIATES INC.
RICCIARDELLI, DAVID Dealing Representative
MERRILL LYNCH CANADA INC.
Riccio, Michael Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
RICE, Deborah Frances Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
RICE, Kevin Walter Dealing Representative
EQUITY ASSOCIATES INC.
RICHARD, ADAM TROY Dealing Representative
TD WATERHOUSE CANADA INC.
Richard, Claudette Marie Dealing Representative
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Richard, Dorinne Marie Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
RICHARD, Fernand Emile Branch Manager (MFDA members only)
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
RICHARD, Fernand Emile Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Richard, France Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Richard, Francis Frederick Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
RICHARD, Luc Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
RICHARD, MARIO DANIEL Advising Representative
Corporation Fiera Capital / Fiera Capital Corporation
RICHARD, MARIO DANIEL Dealing Representative
Corporation Fiera Capital / Fiera Capital Corporation
Richard, Mathieu Denis Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
RICHARD, Muriel Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Richard, Rachel Marie Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
RICHARD, REMY Dealing Representative
Services en placements PEAK
Richard, Valmond Branch Manager (MFDA members only)
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Richard, Valmond Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Richard-Bowser, Nathalie Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
RICHARDS, James A. Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Richards, Keith Graeme Dealing Representative
WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC.
RICHARDS, ROBERT FLETCHER Advising Representative
HEATHBRIDGE CAPITAL MANAGEMENT LTD.
RICHARDS, ROBERT FLETCHER Officer
HEATHBRIDGE CAPITAL MANAGEMENT LTD.
RICHARDS, ROBERT FLETCHER Ultimate Designated Person
HEATHBRIDGE CAPITAL MANAGEMENT LTD.
RICHARDS, THOMAS PHILIP LEWIS Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
RICHARDSON, Beverley Louise N/A Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Richardson, Heather Lynn IIROC approval only
TD WATERHOUSE CANADA INC.
RICHARDSON, PAUL FREDERICK Dealing Representative
RAYMOND JAMES LTD.
Richardson, Robert John Director
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Richardson, Terry Vernon Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
RICHER, DOMINIQUE Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
RICHER, GILLES E. Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
RICHERT, PETER FRANKE ROBERT Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
RICHMOND, DALE ELSON Director
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
RICHMOND, DALE ELSON Director
LINCLUDEN INVESTMENT MANAGEMENT LIMITED
RICHMOND, JOHN STUART GRANT IIROC approval only
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Richmond, Michael Edward IIROC approval only
SALMAN PARTNERS INC.
Ricketson, Nicole Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Riddell, Edward Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Riddoch, Keith Thomas Dealing Representative
R.J. O'BRIEN & ASSOCIATES CANADA INC.
Riddoch, Keith Thomas Director
R.J. O'BRIEN & ASSOCIATES CANADA INC.
Riddoch, Keith Thomas Officer
R.J. O'BRIEN & ASSOCIATES CANADA INC.
Riddoch, Keith Thomas Ultimate Designated Person
R.J. O'BRIEN & ASSOCIATES CANADA INC.
Rideout, Brenda Lee Director
ING DIRECT FUNDS LIMITED
Rideout, Jody Lee Branch Manager (MFDA members only)
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rideout, Jody Lee Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
RIDEOUT, WAYNE FREDERICK Dealing Representative
IPC INVESTMENT CORPORATION
Rideout Hilchie, Nancy Dawn Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
RIECK-CHAFE, CHRISTINA KELLY Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Rieder, Michael Raymond Dealing Representative
UBS SECURITIES LLC ***
RIEGER, Michael Eugene Advising Representative
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
Riley, Hugh Sanford Director
Richardson GMP Limited / Richardson GMP Limitée
RILEY, MICHAEL HAROLD Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
RILEY, THOMAS SEAN Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Rime, Christian Markus Advising Representative
UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
Rime, Christian Markus Dealing Representative
UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
RIMER, CRAIG Director
TORON CAPITAL MARKETS INC.
RIMER, RONALD ALBERT Director
MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. ***
RIMER, RONALD ALBERT Officer
MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. ***
Rinderknecht, Richard Jamil Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Ringel, Lorena Margaret Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Ringuette, Louis Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Riopelle, Sarah Elizabeth Advising Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Rioux, Alain Ghislain Joseph Dealing Representative
Services en placements PEAK
RIOUX, Lise Christine Dealing Representative
GROUPE CLOUTIER INVESTISSEMENTS INC.
Ripley, Ross David Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
Ritchie, Donald William Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Ritchie, Geoffrey Grafton Chief Compliance Officer
BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
Ritchie, Geoffrey Grafton Chief Compliance Officer
BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
Ritchie, Geoffrey Grafton Officer
BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
Ritchie, Jamieson Smith Dealing Representative
Pavilion Global Markets Ltd
Ritchie, Jamieson Smith Director
Pavilion Global Markets Ltd
Ritchie, Margot Lynn Advising Representative
JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED
Ritchie, Margot Lynn Director
JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED
Ritchie, Margot Lynn Officer
JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED
RITCHIE, RAYMOND BRUCE Dealing Representative
BMO NESBITT BURNS INC.
Ritter, Michael William Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Ritz, Royden John Dealing Representative
TD WATERHOUSE CANADA INC.
Rivard, Francois Officer
GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC.
Rivard, Francois Ultimate Designated Person
GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC.
RIVEST, DENIS Advising Representative
HEXAVEST INC.
RIVEST, DENIS Dealing Representative
HEXAVEST INC.
RIVEST, DENIS Director
HEXAVEST INC.
RIVEST, DENIS Officer
HEXAVEST INC.
RIVEST, DENIS Shareholder
HEXAVEST INC.
Riviere, Davy Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Riviere, John Frederick Director
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
Riviere, John Frederick Officer
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
Rizakos, Peter Chief Compliance Officer
MARRET ASSET MANAGEMENT INC.
Rizakos, Peter Chief Compliance Officer
MARRET ASSET MANAGEMENT INC.
Rizakos, Peter Chief Compliance Officer
MARRET ASSET MANAGEMENT INC.
Rizakos, Peter Officer
MARRET ASSET MANAGEMENT INC.
RIZK, ALADIN Dealing Representative
BMO NESBITT BURNS INC.
Rizk, Nadim Victor Advising Representative
Corporation Fiera Capital / Fiera Capital Corporation
Rizk, Nadim Victor Dealing Representative
Corporation Fiera Capital / Fiera Capital Corporation
Rnjak, Sasa Chief Compliance Officer
ASTON HILL ASSET MANAGEMENT INC.
Rnjak, Sasa Chief Compliance Officer
ASTON HILL ASSET MANAGEMENT INC.
Roadman, Todd Weiser Director
FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA
Roadman, Todd Weiser Officer
FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA
Roadman, Todd Weiser Ultimate Designated Person
FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA
Robb, Stephen Wilbur Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Roberge, Michael Williams Director
MFS MCLEAN BUDDEN LIMITED/MFS MCLEAN BUDDEN LIMITEE ***
Robert, Benoit Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Robert, Christian Advising Representative
ADDENDA CAPITAL INC.
ROBERT, FRANCES DARLENE Dealing Representative
C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC.
Roberts, Dale Kevin Dealing Representative
ING DIRECT FUNDS LIMITED
Roberts, David Heber Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
ROBERTS, Dean Frank Dealing Representative
IPC SECURITIES CORPORATION / IPC VALEURS MOBILIÈRES
ROBERTS, DENNIS KERRY Dealing Representative
League Investment Services Inc.
Roberts, Deon Noel Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
ROBERTS, MARY ANN JOAN Dealing Representative
BARCLAYS CAPITAL CANADA INC.
ROBERTS, SUSAN PATRICIA Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Roberts, Thomas Charles Dealing Representative
TD WATERHOUSE CANADA INC.
Robertson, Adam Matthew David Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
ROBERTSON, Diane Marie Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
ROBERTSON, DIXILEE DIANA Dealing Representative
DWM SECURITIES INC./VALEURS MOBILIERES DWM INC.
ROBERTSON, GARY RALPH Branch Manager (MFDA members only)
DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC.
ROBERTSON, GARY RALPH Dealing Representative
DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC.
ROBERTSON, GORDON ANGUS Dealing Representative
BMO NESBITT BURNS INC.
Robertson, Graeme Muir Advising Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Robertson, Ian Malcolm Director
ODLUM BROWN LIMITED
Robertson, Jeffrey Leigh Advising Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Robertson, Jeffrey Leigh Dealing Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Robertson, John Ramsay Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Robertson, Julia Meriam Advising Representative
C.A. DELANEY CAPITAL MANAGEMENT LTD.
Robertson, Karen Alison Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
ROBERTSON, MICHAEL LESLIE Dealing Representative
MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE
Robertson, Natasha Branch Manager (MFDA members only)
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Robertson, Natasha Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
ROBERTSON, RUSSELL SEAN Dealing Representative
IPC INVESTMENT CORPORATION
ROBERTSON, SCOTT WILLIAM Dealing Representative
B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.
Robichaud, Brigitte Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Robichaud, Charlene April Branch Manager (MFDA members only)
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Robichaud, Charlene April Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Robichaud, Denis Joseph Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Robichaud, Fernand Dealing Representative
MATNOR HOLDINGS INC.
ROBICHAUD, Fernande Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
ROBICHAUD, HEATHER LEANNE Mary Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Robichaud, Julie Christine Branch Manager (MFDA members only)
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Robichaud, Julie Christine Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Robichaud, Julien Yves Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
ROBICHAUD, LIETTE ALBERTINE Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Robichaud, Lisa Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
ROBICHAUD, Nicole Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Robichaud, Philippe Joseph Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Robichaud, Pierre-Louis Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
ROBICHAUD, Ronald Joseph Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
Robichaud, Sarah Caroline Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Robichaud, Serge Luc Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Robichaud, Valérie Dealing Representative
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Robillard, Paul George Dealing Representative
TD WATERHOUSE CANADA INC.
Robin, Carl Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
ROBINETTE, HUGH WOOD Dealing Representative
KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC.
Robinson, Alexander Roderick Alex Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Robinson, Christopher Jordan Scott Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
ROBINSON, Donna Marie Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
ROBINSON, GEORGE THOMAS Dealing Representative
BMO NESBITT BURNS INC.
ROBINSON, JANET ELISE Dealing Representative
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
Robinson, Marc Howard Dealing Representative
CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.
Robinson, Marc Howard Director
CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.
ROBINSON, MARY JANE Associate Advising Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
ROBINSON, Nicole Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Robinson, Sarah Natalie Sparling Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Robinson, Steve Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
ROBINSON, STEWART WILLIAM Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Robinson, Warren Grigor Dealing Representative
HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD Inc.
Robitaille, Marc-André Advising Representative
AGF INVESTMENTS INC. / PLACEMENTS AGF INC. ***
Robitaille, Michele Janet Advising Representative
GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL
Robitaille, Michele Janet Dealing Representative
GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL
Robson, David Clark Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Robson, Graham Edward Chief Compliance Officer
CARDINAL CAPITAL MANAGEMENT INC.
Robson, Graham Edward Officer
CARDINAL CAPITAL MANAGEMENT INC.
ROBY, ROBERT FRANCOIS Dealing Representative
MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE
ROCCA, JANE-MARIE TERESA Advising Representative
Corporation Fiera Capital / Fiera Capital Corporation
ROCCA, JANE-MARIE TERESA Dealing Representative
Corporation Fiera Capital / Fiera Capital Corporation
Rocca, Luigi Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
ROCCA, Phil Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Roch, Chantal Gisèle Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Rochester, Lloyd Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Roch-Hansen, Stephanie Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rochon, François Advising Representative
GIVERNY CAPITAL INC.
Rochon, François Director
GIVERNY CAPITAL INC.
Rochon, François Officer
GIVERNY CAPITAL INC.
Rochon, François Shareholder
GIVERNY CAPITAL INC.
Rochon, François Ultimate Designated Person
GIVERNY CAPITAL INC.
Rocke, Damian Philip Advising Representative
Pavilion Advisory Group Ltd./Pavilion Groupe Conseils Ltée
ROCKWELL, JAMES LLOYD Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
ROCKWOOD, Ian Frederick Branch Manager (MFDA members only)
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
ROCKWOOD, Ian Frederick Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Rockx, John Cornelius Dealing Representative
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
Rodaway, Stephen John IIROC approval only
EDWARD JONES
Rodberg, Victor Steven Director
CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.
Roddick, Daniel Garry Dealing Representative
EDWARD JONES
RODDY, WILLIAM JENNINGS Dealing Representative
INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC.
RODGER, Paul Clarke Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
RODGERS, David Joseph Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Rodgers, Matthew Reginald Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rodgers, Robert Andrew Dealing Representative
BMO NESBITT BURNS INC.
Rodrigue, Francis Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Rodrigues, Joseph Francis Dealing Representative
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
Rodrigues, Maria Christine IIROC approval only
TD WATERHOUSE CANADA INC.
Rodriguez, Leo Francis Dealing Representative
GOLDMAN, SACHS & CO.
Rodriguez Narvaez, Ronny Dealing Representative
TD WATERHOUSE CANADA INC.
ROEBUCK, DIANNE JAY Shareholder
SECUTOR CAPITAL MANAGEMENT CORPORATION
ROEBUCK, GRANT DAVID Dealing Representative
SECUTOR CAPITAL MANAGEMENT CORPORATION
ROEBUCK, GRANT DAVID Director
SECUTOR CAPITAL MANAGEMENT CORPORATION
ROEBUCK, GRANT DAVID Officer
SECUTOR CAPITAL MANAGEMENT CORPORATION
ROEBUCK, GRANT DAVID Ultimate Designated Person
SECUTOR CAPITAL MANAGEMENT CORPORATION
Roebuck, Kara Rachel Dealing Representative
SECUTOR CAPITAL MANAGEMENT CORPORATION
Roger, Remi Advising Representative
SEAMARK ASSET MANAGEMENT LTD. ***
Roger, Remi Dealing Representative
SEAMARK ASSET MANAGEMENT LTD. ***
Roger, Remi Officer
SEAMARK ASSET MANAGEMENT LTD. ***
ROGERS, DAVID MCLENNAN Dealing Representative
ITG CANADA CORP.
Rogers, George Jennings Dealing Representative
BMO NESBITT BURNS INC.
Rogers, Greg T. Director
Altrinsic Global Advisors, LLC ***
Rogers, Hartley Raymond Director
HL EMD LLC ***
Rogers, James Layton O'Hagan Dealing Representative
UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
Rogers, Kim Lori Branch Manager (MFDA members only)
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Rogers, Kim Lori Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Rogers, Michael Ryan Dealing Representative
WALTON CAPITAL MANAGEMENT INC.
ROGERS, PETER BENJAMIN Dealing Representative
BMO NESBITT BURNS INC.
ROGERS, PHILLIP SCOTT Dealing Representative
BMO NESBITT BURNS INC.
Rogers-Vertz, Catherine Jill Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Roher, Jeffrey Stephen n/a Dealing Representative
TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIP/FOND DE GESTION TREZ CAPITAL SOCIETE EN COMMANDITE ***
Rohloff, Ryan Kerry Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rohne, Todd Shane Chief Compliance Officer
Lakeshore Securities Inc.
Rohne, Todd Shane Director
Lakeshore Securities Inc.
Rohne, Todd Shane Officer
Lakeshore Securities Inc.
Roitman, Wesley Noah Director
ROMSPEN INVESTMENT CORPORATION
Roitman, Wesley Noah Officer
ROMSPEN INVESTMENT CORPORATION
Roitman, Wesley Noah Shareholder
ROMSPEN INVESTMENT CORPORATION
Roitman, Wesley Noah Ultimate Designated Person
ROMSPEN INVESTMENT CORPORATION
Rokeach, Gaby Dealing Representative
CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED
ROLAND, DAVID PIERCE Dealing Representative
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
ROLAND, DAVID PIERCE Director
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
ROLAND, DAVID PIERCE Officer
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
ROLAND, DAVID PIERCE Shareholder
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
ROLAND, DAVID PIERCE Ultimate Designated Person
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
Roland, Michael James Director
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
Roland, Michael James Officer
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
ROLLAND, CHARLES LEWIS Dealing Representative
FUNDEX INVESTMENTS INC.
Rolston, Paul Edward Advising Representative
JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED
Roluga, Adenike Basirat Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Romain, Paul Francois Dealing Representative
TD WATERHOUSE CANADA INC.
Romano, Dianne Lynn Director
FIDUCIARY TRUST COMPANY OF CANADA
Romanov, Irina Dealing Representative
TD WATERHOUSE CANADA INC.
Romanowsky, Alexander Luke Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
ROMEO, GIOVANNI Dealing Representative
MERRILL LYNCH CANADA INC.
ROMEO, GIOVANNI Officer
MERRILL LYNCH CANADA INC.
ROMIKAT, Louise Mildred Branch Manager (MFDA members only)
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
ROMIKAT, Louise Mildred Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Ronalds, Lori Gail Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
RONDEAU, MARLENE Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Rondeau, Stéphane Dealing Representative
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
Rongve, Robert Lee James Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
RONNENG, Thomas Chester Advising Representative
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
Rood, Frank Jan Dealing Representative
MANULIFE SECURITIES INVESTMENT SERVICES INC.
Roode, David Edward Director
Strathbridge Asset Management Inc./ Gestion d'actifs Strathbridge Inc. ***
ROOK, SAMUEL ALEXANDER Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Rooney, Jean Elizabeth Dealing Representative
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
Rooney, Joseph Francis Patrick Advising Representative
BURGUNDY ASSET MANAGEMENT LTD./Gestion d'actifs Burgundy Ltée ***
Rooney, Paul Lawrence Director
MANULIFE ASSET MANAGEMENT LIMITED/GESTION D'ACTIFS MANUVIE LIMITÉE ***
ROONEY, RICHARD ELGIN Advising Representative
BURGUNDY ASSET MANAGEMENT LTD./Gestion d'actifs Burgundy Ltée ***
ROONEY, RICHARD ELGIN Director
BURGUNDY ASSET MANAGEMENT LTD./Gestion d'actifs Burgundy Ltée ***
ROONEY, RICHARD ELGIN Shareholder
BURGUNDY ASSET MANAGEMENT LTD./Gestion d'actifs Burgundy Ltée ***
ROONEY, William Charles Dealing Representative
INTERGLOBE FINANCIAL SERVICES CORP.
ROOS, STEPHEN WALTER Dealing Representative
DWM SECURITIES INC./VALEURS MOBILIERES DWM INC.
Roper, Douglas Harrison Blake Dealing Representative
STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC.
Rorabeck, Duncan Lee Dealing Representative
BMO NESBITT BURNS INC.
Rosales Rodas, Karla Mishell Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Rosamilia, Bruno Dealing Representative
DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
ROSCOE, GREGORY GARTH Dealing Representative
RAYMOND JAMES LTD.
ROSE, CLIFTON LAUREN Director
HAMPTON SECURITIES LIMITED
ROSE, CLIFTON LAUREN Officer
HAMPTON SECURITIES LIMITED
Rose, Eric Chief Compliance Officer
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
Rose, Eric Chief Compliance Officer
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
Rose, Keith Dealing Representative
PFSL INVESTMENTS CANADA LTD.
ROSE, LAURENCE DAVID Dealing Representative
CANTOR FITZGERALD CANADA CORPORATION
ROSE, LAURENCE DAVID Director
CANTOR FITZGERALD CANADA CORPORATION
ROSE, LAURENCE DAVID Officer
CANTOR FITZGERALD CANADA CORPORATION
ROSE, LAURENCE DAVID Ultimate Designated Person
CANTOR FITZGERALD CANADA CORPORATION
Rosen, Leon Albert Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
ROSENBERG, DAVID AARON Officer
GLUSKIN SHEFF + ASSOCIATES INC. ***
Rosner, Wolfgang Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
ROSS, ANDREW WILLIAM FREELAND Advising Representative
Campbell, Lee & Ross Investment Management Inc.
ROSS, ANDREW WILLIAM FREELAND Director
Campbell, Lee & Ross Investment Management Inc.
ROSS, ANDREW WILLIAM FREELAND Officer
Campbell, Lee & Ross Investment Management Inc.
ROSS, ANDREW WILLIAM FREELAND Shareholder
Campbell, Lee & Ross Investment Management Inc.
Ross, Brenden Mathew Hayden Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Ross, Carolyn Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
ROSS, DONALD MACBEAN Dealing Representative
JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE
ROSS, DONALD MACBEAN Director
JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE
ROSS, DONALD MACBEAN Officer
JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE
ROSS, DONALD MACBEAN Ultimate Designated Person
JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE
Ross, Elizabeth Ann Marie Dealing Representative
LEGG MASON CANADA INC.
Ross, Gino Branch Manager (MFDA members only)
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Ross, Gino Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Ross, Heather Diana Officer
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
ROSS, JAMES EMERSON Director
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
ROSS, JAMES EMERSON Director
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
ROSS, JAMES EMERSON Officer
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
ROSS, JAMES EMERSON Officer
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
ROSS, JAMES EMERSON Officer
CI PRIVATE COUNSEL LP
ROSS, JAMES STUART Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Ross, Jonathan Stewart Dealing Representative
BMO NESBITT BURNS INC.
Ross, Katherine Mary Dealing Representative
RAYMOND JAMES LTD.
ROSS, Lloyd Allen Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Ross, Lois Catherine Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Ross, Monique Annie Dealing Representative
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
Ross, Nancy Jane Chief Compliance Officer
OMERS Investment Management Inc. / Gestion de placements OMERS Inc.
ROSS, PETER JOHN Dealing Representative
HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD Inc.
ROSS, ROBERT DUNCAN Advising Representative
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT DUNCAN Chief Compliance Officer
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT DUNCAN Chief Compliance Officer
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT DUNCAN Dealing Representative
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT DUNCAN Director
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT DUNCAN Officer
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT DUNCAN Shareholder
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT DUNCAN Ultimate Designated Person
DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIÉS LTÉE
ROSS, ROBERT GORDON Dealing Representative
MACDOUGALL, MACDOUGALL & MACTIER INC.
ROSS, RONALD GREGORY Advising Representative
AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC.
ROSS, RONALD GREGORY Officer
AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC.
ROSS, RONALD GREGORY Ultimate Designated Person
AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC.
ROSS, TIMOTHY LEE Dealing Representative
IPC INVESTMENT CORPORATION
Ross, Wendy Jean Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Rossi, Dario Jude Dealing Representative
J.P. MORGAN SECURITIES LLC. ***
ROSSIGNOLI, MARK JOHN Advising Representative
BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
ROSTOWSKY, STEVEN PAUL Officer
SPROTT ASSET MANAGEMENT LP ***
Roszell, Neil Jack Director
KYKLOPES CAPITAL MANAGEMENT LTD. ***
Roszell, Neil Jack Shareholder
KYKLOPES CAPITAL MANAGEMENT LTD. ***
Roth, Adam Troy Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
ROTH, Ida Mae Dealing Representative
BMO NESBITT BURNS INC.
Roth, Jeremi Arthur Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
ROTHBERG, DAVID BENJAMIN Dealing Representative
FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE
Rothney, Bruce MacKenzie Director
BARCLAYS CAPITAL CANADA INC.
Rothney, Bruce MacKenzie Officer
BARCLAYS CAPITAL CANADA INC.
Rothney, Bruce MacKenzie Ultimate Designated Person
BARCLAYS CAPITAL CANADA INC.
Rothschild, Mordechai Moshe IIROC approval only
Canaccord Genuity Corp./Corporation Canaccord Genuity
Rothwell, Alexander John Dealing Representative
MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. ***
Rothwell, Alexander John Director
MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. ***
Rothwell, Alexander John Officer
MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. ***
ROTHWELL, JOHN DOUGLAS IIROC approval only
Canaccord Genuity Corp./Corporation Canaccord Genuity
Rotili, Lidia Maria Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
ROTMAN, EARL ISADORE IIROC approval only
Canaccord Genuity Corp./Corporation Canaccord Genuity
Rotman, Joseph Louis Shareholder
GUARDIAN CAPITAL ADVISORS LP
Rotman, Joseph Louis Shareholder
GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL
Rotondo, Cameron Michael Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
ROUATT, NEIL ANDREW Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Rouette, Michel Advising Representative
ADDENDA CAPITAL INC.
Rouleau, Marc Advising Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
Rouleau, Marc Dealing Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
Rouleau, Roger Advising Representative
GCIC LTD./GCIC LTEE ***
Rourke, Sean Curtis Dealing Representative
BMO NESBITT BURNS INC.
ROUSE, DAVID ARTHUR Branch Manager (MFDA members only)
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
ROUSE, DAVID ARTHUR Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Rousse, Jonathan Dealing Representative
GOLDMAN, SACHS & CO.
Rousseau, Jean-François Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
ROUSSEAU, Joanne Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
ROUSSEAUX, RONALD JOHN Dealing Representative
MANULIFE SECURITIES INVESTMENT SERVICES INC.
ROUSSEL, SYLVIE Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Rousselle, Kevin Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
Roussin, Nathalie Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Roussos, Nicholas IIROC approval only
QUESTRADE, INC. ***
ROUTLEDGE, John Preston Alexander Dealing Representative
EQUITY ASSOCIATES INC.
Rouzier, Jean-Carlo Dealing Representative
VANGUARD INVESTMENTS CANADA INC.
Rowan, Jennifer Joan Dealing Representative
TD WATERHOUSE CANADA INC.
Rowan-Legg, Hugh Stewart Dealing Representative
ALVAREZ & MARSAL CANADA SECURITIES ULC
Rowat, Shelley Jane Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
ROWE, WILLIAM JAMES Branch Manager (MFDA members only)
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
ROWE, WILLIAM JAMES Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Rowen, David George Advising Representative
HSBC Global Asset Management (Canada) Limited. / Gestion Globale d'Actifs HSBC (Canada) Limitée
Rowinski, Jan Edward Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
rowinski, john Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Rowinsky, Alexei Advising Representative
CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC.
ROWLETT, LLOYD EDWARD Advising Representative
SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE
ROWLETT, LLOYD EDWARD Director
SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE
ROWLETT, LLOYD EDWARD Officer
SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE
ROWLETT, LLOYD EDWARD Shareholder
SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE
ROWLETT, LLOYD EDWARD Ultimate Designated Person
SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE
ROY, André Leopold Branch Manager (MFDA members only)
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
ROY, André Leopold Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Roy, Angella Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Roy, Francois Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
ROY, Garry Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Roy, Gaston Director
Gestion Universitas Inc./Universitas Management Inc.
Roy, Gaston Officer
Gestion Universitas Inc./Universitas Management Inc.
Roy, Gaston Ultimate Designated Person
Gestion Universitas Inc./Universitas Management Inc.
Roy, Graham Allen Dealing Representative
WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC.
Roy, Guillaume Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Roy, James Adam *** Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
ROY, Karen Ann Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Roy, Kevin Courtney Dealing Representative
BMO NESBITT BURNS INC.
Roy, Marc Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Roy, Marc Joseph Chief Compliance Officer
Placements Acadie Inc./Acadia Investments Inc.
ROY, MARTIN Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
ROY, Martin Dealing Representative
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
ROY, MARTIN Advising Representative
Corporation Fiera Capital / Fiera Capital Corporation
ROY, MARTIN Dealing Representative
Corporation Fiera Capital / Fiera Capital Corporation
ROY, Mathieu Rene Advising Representative
Louisbourg Investments Inc./Les Placements Louisbourg Inc.
ROY, Mathieu Rene Dealing Representative
Louisbourg Investments Inc./Les Placements Louisbourg Inc.
ROY, Mathieu Rene Officer
Louisbourg Investments Inc./Les Placements Louisbourg Inc.
Roy, Michel Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
ROY, Michella marie Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Roy, Pierre-François Dealing Representative
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
ROY, Ronald Joseph Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Roy, Stéphane Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
Roy, Stephen Francis Dealing Representative
TD WATERHOUSE CANADA INC.
ROY, SYLVAIN FRANCIS Advising Representative
Corporation Fiera Capital / Fiera Capital Corporation
ROY, SYLVAIN FRANCIS Dealing Representative
Corporation Fiera Capital / Fiera Capital Corporation
Roy, Valérie Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
ROY, VINCENT GILLES Advising Representative
BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITÉE
ROY, VINCENT GILLES Dealing Representative
BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITÉE
Roy, Yves Director
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
Roy-Martin, Odette Marie Branch Manager (MFDA members only)
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Roy-Martin, Odette Marie Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Rozanec, Michael Matthew Leon Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Rozario, Daniel Adrian Dealing Representative
MORGAN STANLEY SMITH BARNEY LLC ***
Rozier, Stéphane Dealing Representative
MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. ***
Ruah, Stephane Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Ruan, Huan-Li Dealing Representative
HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
Ruan, Michael Zhinhong Dealing Representative
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
RUBACHA, GARRY Dealing Representative
SALMAN PARTNERS INC.
RUBACHA, GARRY Director
SALMAN PARTNERS INC.
Rubin, Roman Reuven Dealing Representative
League Investment Services Inc.
Rubino, Laura Diana Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
RUBINO, ROBERT JOSEPH Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Rudd, John Cottrell Dealing Representative
GMP SECURITIES, LLC ***
Rudd, John Cottrell Director
GMP SECURITIES, LLC ***
Rudd, John Cottrell Officer
GMP SECURITIES, LLC ***
Rudd, John Cottrell Ultimate Designated Person
GMP SECURITIES, LLC ***
RUDDERHAM, JEFFREY MICHAEL Advising Representative
BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
Ruddock, Kelly-Anne Dealing Representative
EDWARD JONES
RUDENSKY, ANDREW PAUL Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Rudolph-Shabinsky, John Ivan Advising Representative
SANFORD C. BERNSTEIN & CO., LLC ***
Rudolph-Shabinsky, John Ivan Officer
SANFORD C. BERNSTEIN & CO., LLC ***
RUEL, KAREN Dealing Representative
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
RUEST, YVES Chief Compliance Officer
VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC.
RUEST, YVES Director
VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC.
RUEST, YVES Director
LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC.
RUEST, YVES Officer
VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC.
RUF, Kimberly Ann IIROC approval only
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Ruff, Beth Mary Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Ruggiero, Michele Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
RUIZ, MARIO JOSEPH MAXIME PHILIPPE Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Rullo, Steven Michael Officer
GE ASSET MANAGEMENT CANADA COMPANY / SOCIÉTÉ DE GESTION DE PLACEMENTS GE CANADA
Runge, Curtis Anthony Advising Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Runge, Debra Hope Anne Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
RUPARELIA, RUPEL MARK Advising Representative
HEATHBRIDGE CAPITAL MANAGEMENT LTD.
RUPARELIA, RUPEL MARK Officer
HEATHBRIDGE CAPITAL MANAGEMENT LTD.
RUPPERT, ROY FRANK Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Rush, Grantham Alexander Officer
JOVFINANCIAL SOLUTIONS INC.
Rush, Grantham Alexander Ultimate Designated Person
JOVFINANCIAL SOLUTIONS INC.
Russel, Hugh Dunbar Director
FIDUCIARY TRUST COMPANY OF CANADA
Russell, Ballantine IIROC approval only
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Russell, James Charles Officer
INVESCO CANADA LTD./INVESCO CANADA LTÉE ***
Russell, Jessica Rae Dealing Representative
League Investment Services Inc.
RUSSELL, LYNANNE ELIZABETH Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Russell, Mark Arthur Branch Manager (MFDA members only)
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Russell, Mark Arthur Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Russell, Peter Keith Dealing Representative
BMO NESBITT BURNS INC.
RUSSELL, Wayne Allison Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Rustico, David Peter Dealing Representative
BARCLAYS CAPITAL CANADA INC.
RUTHERFORD, NORMAN HAL Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Rutkowski, Jaroslaw Dealing Representative
BRANDES INVESTMENT PARTNERS & CO. ***
RUZIC, GORAN Dealing Representative
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Ryan, Ann Phyllis IIROC approval only
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Ryan, David John Dealing Representative
Worldsource Financial Management Inc./Gestion Financiere Worldsource Inc.
RYAN, ELIZABETH JOSEPHINE Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Ryan, Gregory John IIROC approval only
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Rybinski, John Stephen Thadeus Director
HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD Inc.
 
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