Firms and Individuals
(including Categories of Registration)
Last Updated : 5/23/2013 9: 41 AM
 
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
Click on the name of a firm to view a list of persons associated with the firm.
 
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Individual Name
Individual Category
 Firm Name
Paabor, Simon Valfried Evkovich Dealing Representative
ING DIRECT FUNDS LIMITED
Pabla, Maninder Kaur Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PACHNEV, ELENA Dealing Representative
TD WATERHOUSE CANADA INC.
Pacholko, Peter Raymond Director
ODLUM BROWN LIMITED
Pacholko, Peter Raymond Officer
ODLUM BROWN LIMITED
Pacuski, Abeeda Sattaur Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Paez Ravelo, Jose Antonio Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
PAGE, LEWIS KENNETH Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PAGE, YANICK Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Paget, Steven Ink Officer
FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL
Pai, Tushar Vinay Dealing Representative
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
Pai, Tushar Vinay Officer
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Pai, Tushar Vinay Officer
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
PAIEMENT, LUC Director
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PAIEMENT, LUC Director
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
PAIEMENT, LUC Director
Corporation Fiera Capital / Fiera Capital Corporation
PAIEMENT, LUC Director
NATIONAL BANK TRUST INC./TRUST BANQUE NATIONALE INC.
PAIEMENT, LUC Officer
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PAIEMENT, LUC Ultimate Designated Person
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Pain, Gerrianne Branch Manager (MFDA members only)
HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC.
Pain, Gerrianne Dealing Representative
HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC.
PAINCHAUD, JEAN-FRANCOIS Dealing Representative
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Painchaud, Richard Arthur Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
PAINTER, Christopher John Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Pakkidis, Crissa Officer
EURO PACIFIC CANADA INC.
Pal, Harvinder Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PALACI-OLGUN, RACHEL Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Palamar, David Ed Dealing Representative
J.P. MORGAN SECURITIES LLC. ***
Palden, Tsering Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Paleczny, Martin Michael Advising Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
PALLETT, MICHAEL ALLEN Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PALLOTTA, Nick Officer
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PALMA, VICENTE VLADIMIR Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Palmer, Andrew Ryan Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Palmer, Bruce Mackay Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PALMER, Christopher Albert Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Palmer, Diane Marlene Dealing Representative
STIFEL NICOLAUS CANADA INC.
Palmer, Kyle Dennis Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Palmer, Lindsay Ann Dealing Representative
TD WATERHOUSE CANADA INC.
PALMER, LOUIS CHRISTOPHER Dealing Representative
MANULIFE SECURITIES INVESTMENT SERVICES INC.
PALMER, Mark David Dealing Representative
EQUITY ASSOCIATES INC.
Palmer, Michael William Dealing Representative
STERLING MUTUALS INC.
Palmer, Sophie Advising Representative
JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED
Palmer, Stephanie Lynn Dealing Representative
EQUITY ASSOCIATES INC.
PALMIERI, MICHELE Dealing Representative
CANTOR FITZGERALD CANADA CORPORATION
PALOZZI, PASQUALE NICOLA Advising Representative
BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE Ltee.
Palumbo, Roseanne Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Pampena, Josie Giuseppina Director
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Panchal, Shaun Ajay Dealing Representative
ING DIRECT FUNDS LIMITED
PANELLA, Paula Francesca Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Panepinto, Giovanni Dealing Representative
NBCN INC.
PANES, BLAIR ROBERT FRANK Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Panesar, Jagmohini Nan Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Panet, Philip Antoine de Lotbinière Wilson IIROC approval only
UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
Panetta, Paolo Dealing Representative
ING DIRECT FUNDS LIMITED
Pang, Bernice Pui-Lin Director
MORGAN STANLEY CANADA LIMITED
Pang, Bernice Pui-Lin Officer
MORGAN STANLEY CANADA LIMITED
Pang, Paul Yuk-Wah Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Pang, Tony Kwok Wah Advising Representative
CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC.
Panko, David John Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Pankratz, Lisa Marie Director
PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.
Pantazopoulos, Fotios Frank Advising Representative
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
PAOLONE, ENRICO LORENZO *** Director
HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD Inc.
PAOLONE, LUIGI EMILIO Advising Representative
CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
PAPA, FLORIJAN JURIJ Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Papadopoli, Jennifer Ann Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Papadopoulos, Dimitrios Dealing Representative
TD WATERHOUSE CANADA INC.
Papadopoulos, Peter Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Papazov, Georgy Atanasov Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PAPE, AARON EDWARD Dealing Representative
BMO NESBITT BURNS INC.
PAPERNICK, ARIE EMMANUEL Dealing Representative
SECUTOR CAPITAL MANAGEMENT CORPORATION
PAPP, BERNARD MICHAEL Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PAPPS, AARON JACOB IIROC approval only
MORGAN STANLEY CANADA LIMITED
PAPUTSAKIS, PIERRE ROBERT Dealing Representative
BMO NESBITT BURNS INC.
Paquet, Nancy Director
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
Paquet, Nancy Officer
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
Paquet, Nancy Ultimate Designated Person
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
PAQUET, RENE Director
NATIONAL BANK TRUST INC./TRUST BANQUE NATIONALE INC.
PAQUETTE, FRANCIS Advising Representative
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
PAQUETTE, FREDERIC Dealing Representative
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
PAQUETTE, FREDERIC Director
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
PAQUETTE, FREDERIC Officer
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
Paquin, Christopher Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Paradis, Kevin Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
PARADIS, Sylvianne Branch Manager (MFDA members only)
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
PARADIS, Sylvianne Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Paradiso, Daniel Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Paraskevopoulos, Lisa Angela Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PARDY, TIFFANY LYNN Dealing Representative
BMO NESBITT BURNS INC.
Pare, Tracy Lynn Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Parekh, Vibhas Aroonkumar Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Paré-Lemire, Martin Dealing Representative
JITNEYTRADE INC.
Parent, Brigitte Director
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
Parent, Brigitte Director
SUN LIFE GLOBAL INVESTMENTS (CANADA) INC./PLACEMENTS MONDIAUX SUN LIFE (CANADA) INC. ***
Parent, Carl Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PARENT, CHARLES SIMON NAPOLEON Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PARENT, Ginette Branch Manager (MFDA members only)
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
PARENT, Ginette Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Parent, Mikhael Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Parent, Pauline Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Parenteau, Lori Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Parhar, Shane Dealing Representative
MACQUARIE PRIVATE WEALTH INC./GESTION PRIVÉE MACQUARIE INC.
Pariag, Kevin Mahesh Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Parikh, Sameer Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Parimi, Sailakshmi Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Parise, Robert Morris Director
JPMorgan Asset Management (Canada) Inc./Gestion D'Actif JPMorgan (Canada) Inc.
Park, Cristina Maria Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Park, Hyeon-Joo Shareholder
Horizons ETFs Management (Canada) Inc.
Park, James Changsoo Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Park, John Leslie Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Park, Thomas Jefferson Director
Horizons ETFs Management (Canada) Inc.
Parker, Anna Alexandrovna Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Parker, Anne Elizabeth Director
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Parker, Anne Elizabeth Officer
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Parker, Christopher Larry Delphis Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Parker, Graeme Nath Dealing Representative
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
Parker, Jocelyn Mary Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Parker, KC Ryan Advising Representative
BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE Ltee.
Parker, Kelly Gina Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
PARKER, KRISTOPHER CHARLES Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
PARKER, LISA AMELIA Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PARKER, Shaun Edward Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Parker, Tammy Louise Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PARKS, JEFFREY LEIGHTON Dealing Representative
RAYMOND JAMES LTD.
Parks, Jeffrey Robert Francis Dealing Representative
VENATOR CAPITAL MANAGEMENT LTD.
PARKYN, James Claude Dealing Representative
PWL CAPITAL INC.
PARKYN, James Claude Director
PWL CAPITAL INC.
PARKYN, James Claude Officer
PWL CAPITAL INC.
PARLEE, MARY ELAINE Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Parmar, Arun Singh Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Parmar, Jasvinder Janis Kour Dealing Representative
RAYMOND JAMES LTD.
Parmar, Justus Grant Dealing Representative
MACQUARIE PRIVATE WEALTH INC./GESTION PRIVÉE MACQUARIE INC.
Parmar, Maya Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
PARMAR, VIJAY SINGH Director
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
PARMAR, VIJAY SINGH Director
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
PARMAR, VIJAY SINGH Officer
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
PARMAR, VIJAY SINGH Ultimate Designated Person
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
PARMAR, VIJAY SINGH Ultimate Designated Person
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Parness, Amanda Sari Dealing Representative
NYLIFE DISTRIBUTORS LLC
Parness, Amanda Sari Director
NYLIFE DISTRIBUTORS LLC
Parness, Amanda Sari Officer
NYLIFE DISTRIBUTORS LLC
Parness, Amanda Sari Partner
NYLIFE DISTRIBUTORS LLC
PARNOJA, KARL ERIK Advising Representative
SPRUCEGROVE INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS SPRUCEGROVE
Parr, Mark Gordon Dealing Representative
STIFEL NICOLAUS CANADA INC.
Parrack, Daniel James Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Parrent, Tyler Scott Douglas Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PARROTT, GREGORY HAYWARD Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Parson, Esther Heather-Jean Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Parson, Grant Henry Chief Compliance Officer
C.A. DELANEY CAPITAL MANAGEMENT LTD.
Parson, Grant Henry Chief Compliance Officer
C.A. DELANEY CAPITAL MANAGEMENT LTD.
Parsons, David Dealing Representative
PICTET CANADA L.P./PICTET CANADA S.E.C.
Parsons, David Director
PICTET CANADA L.P./PICTET CANADA S.E.C.
Parsons, David Director
PICTET ASSET MANAGEMENT INC. / PICTET GESTION D'ACTIFS INC.
Parsons, David Officer
PICTET CANADA L.P./PICTET CANADA S.E.C.
Parsons, David Officer
PICTET ASSET MANAGEMENT INC. / PICTET GESTION D'ACTIFS INC.
Parsons, David Ultimate Designated Person
PICTET CANADA L.P./PICTET CANADA S.E.C.
Parsons, David Stephen Dealing Representative
Canaccord Genuity Corp./Corporation Canaccord Genuity
PARSONS, TIMOTHY LEE Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PARSONS, TODD MARK Advising Representative
LINCLUDEN INVESTMENT MANAGEMENT LIMITED
Partington, Simon Peter James Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Pasalic, Razvan Mateo Dealing Representative
DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
PASCOE, Ricardo Director
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PASCOE, Ricardo Director
GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC.
PASCOE, Ricardo Officer
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PASCOE, Ricardo Ultimate Designated Person
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Pascoe, Sean Michael Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Pashootan, Kashayar Dealing Representative
RAYMOND JAMES LTD.
Pasin, Francesco Dealing Representative
JITNEYTRADE INC.
Pasin, Francesco Director
JITNEYTRADE INC.
Pasin, Francesco Officer
JITNEYTRADE INC.
Passmore, Darryl Raymond Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Patel, Ajitkumar Somalal Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Patel, Alpna Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Patel, Anita Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Patel, Ankit Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Patel, Bhavik Arun Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Patel, Bhavik Vinu Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Patel, Chirag Associate Advising Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Patel, Chirag Dealing Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
Patel, Dharmendra Chandubhai Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Patel, Hetash Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Patel, Homi Kaikhushroo Dealing Representative
KEYBASE FINANCIAL GROUP INC.
Patel, Jaimini Suryakant Dealing Representative
TD WATERHOUSE CANADA INC.
Patel, Kamlesh Dealing Representative
TD WATERHOUSE CANADA INC.
Patel, Naeem Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
PATEL, PERVEZ HOMI Dealing Representative
KEYBASE FINANCIAL GROUP INC.
PATEL, PERVEZ HOMI Dealing Representative
KEYBASE FINANCIAL GROUP INC.
Patel, Ravin Narendrabhai Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PATEL, RIPAL Dealing Representative
MORGAN STANLEY & CO. LLC ***
Patel, Samira Saeed Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Patel, Sanjay Dealing Representative
ITG CANADA CORP.
Patel, Vishad Hareshbhai Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
PATERSON, BEVERLY ANN Director
ODLUM BROWN LIMITED
PATERSON, HARTLAND TIMOTHY Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Paterson, Robert Weston Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Patriquin, Timothy Wendell Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PATRY, JACQUES JEAN-PIERRE Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Patry, Lisa Janet Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PATSILIVAS, PETER Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Patterson, Catherine Anne IIROC approval only
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PATTERSON, David Edgar Branch Manager (MFDA members only)
PFSL INVESTMENTS CANADA LTD.
PATTERSON, David Edgar Dealing Representative
PFSL INVESTMENTS CANADA LTD.
PATTERSON, DAVID GEORGE Advising Representative
NORTHWATER CAPITAL MANAGEMENT INC. / NORTHWATER GESTION INC.
PATTERSON, DAVID GEORGE Director
NORTHWATER CAPITAL MANAGEMENT INC. / NORTHWATER GESTION INC.
PATTERSON, DAVID GEORGE Officer
NORTHWATER CAPITAL MANAGEMENT INC. / NORTHWATER GESTION INC.
PATTERSON, DAVID GEORGE Shareholder
NORTHWATER CAPITAL MANAGEMENT INC. / NORTHWATER GESTION INC.
PATTERSON, DAVID GEORGE Ultimate Designated Person
NORTHWATER CAPITAL MANAGEMENT INC. / NORTHWATER GESTION INC.
Patterson, David Ross Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Patterson, Harold Fredrick Grant Dealing Representative
League Investment Services Inc.
Patterson, Kelly Kathleen Dealing Representative
Worldsource Financial Management Inc./Gestion Financiere Worldsource Inc.
Patterson, Patricia Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
PATTERSON, VICTORIA LEE Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Patterson Jr., George Nicholas Advising Representative
BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC.
Patterson Jr., George Nicholas Officer
BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC.
PATTISON, George Colin Branch Manager (MFDA members only)
EQUITY ASSOCIATES INC.
PATTISON, George Colin Dealing Representative
EQUITY ASSOCIATES INC.
Patton, Alasdair William Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PATTON, RONALD BRUCE Advising Representative
AMI PARTNERS INC.
PATTON, RONALD BRUCE Director
AMI PARTNERS INC.
PATTON, RONALD BRUCE Officer
AMI PARTNERS INC.
PATTON, RONALD BRUCE Ultimate Designated Person
AMI PARTNERS INC.
PAUL, David Michael Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Paul, Margo Louise Chief Compliance Officer
TD WATERHOUSE CANADA INC.
Paul, Nicole Elizabeth Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Paul, Richard Keith Director
STATE FARM INVESTOR SERVICES (CANADA) CO.
Paul, Richard Keith Officer
STATE FARM INVESTOR SERVICES (CANADA) CO.
PAULI, DAVID CHARLES Officer
CI INVESTMENTS INC.
Pauls, Matthew Paul Advising Representative
TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
PAVAN, WALTER ANTONIO Director
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PAVAN, WALTER ANTONIO Officer
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PAVAN, WALTER ANTONIO Officer
SCOTIA ASSET MANAGEMENT L.P. / GESTION D'ACTIFS SCOTIA S.E.C.
Pavao, Alda Advising Representative
ADDENDA CAPITAL INC.
PAVAO, JOSE Chief Compliance Officer
SOLIUM FINANCIAL INC.
PAVAO, JOSE Dealing Representative
SOLIUM FINANCIAL INC.
PAVAO, JOSE Director
SOLIUM FINANCIAL INC.
PAVAO, JOSE Officer
SOLIUM FINANCIAL INC.
PAVAO, JOSE Ultimate Designated Person
SOLIUM FINANCIAL INC.
Pavey, Michael Ian Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
Pavicic, Josip Dealing Representative
WALTON CAPITAL MANAGEMENT INC.
Pavicic, Zvonko Mijo NA Dealing Representative
WALTON CAPITAL MANAGEMENT INC.
Pavone, Antonio Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Payet, Gilles Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
payeur, pierre Advising Representative
INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC.
payeur, pierre Director
INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC.
payeur, pierre Officer
INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC.
Payeur, Valérie Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Payn, Ian James Branch Manager (MFDA members only)
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Payn, Ian James Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PAYNE, CATHERINE ELIZABETH Advising Representative
Corporation Fiera Capital / Fiera Capital Corporation
PAYNE, CATHERINE ELIZABETH Dealing Representative
Corporation Fiera Capital / Fiera Capital Corporation
Payne, Jennifer Lynn Dealing Representative
TD WATERHOUSE CANADA INC.
PAYNE, MORGAN CECIL Director
INTEGRA CAPITAL LIMITED
PAYNTER, ERNEST CLARKE Dealing Representative
MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE
Peacock, Kerry Ann Director
TD WATERHOUSE CANADA INC.
Peacock, Kerry Ann Officer
TD WATERHOUSE CANADA INC.
Peacock, Kerry Ann Ultimate Designated Person
TD WATERHOUSE CANADA INC.
Peake, Jonathan Alexander Dealing Representative
GOLDMAN SACHS CANADA INC.
Pearce, Alexander Francesco Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Pearce, David Michael Dealing Representative
CREDENTIAL ASSET MANAGEMENT INC.
PEARCE, WALTER JOSEPH EDWARD Dealing Representative
BMO NESBITT BURNS INC.
PEARMAN, KEITH EDWARD Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PEARS, MICHAEL CRAIG Advising Representative
GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC.
PEARS, MICHAEL CRAIG Director
GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC.
PEARS, MICHAEL CRAIG Officer
GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC.
Pearse, Douglas Gordon Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
PEARSON, DAVID MACKENZIE Director
ODLUM BROWN LIMITED
Pearson, Jeremy Scott Dealing Representative
BMO NESBITT BURNS INC.
PEARSON, Kimberley Ann Dealing Representative
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
Pearston, Elizabeth Lois Director
WALTER SCOTT & PARTNERS LIMITED
Pease, Robert Eugene Advising Representative
JPMorgan Asset Management (Canada) Inc./Gestion D'Actif JPMorgan (Canada) Inc.
Pease, Robert Eugene Dealing Representative
JPMorgan Asset Management (Canada) Inc./Gestion D'Actif JPMorgan (Canada) Inc.
Peat, Courtney Lyn Dealing Representative
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
PECKHAM, KENNETH CHARLES Officer
LOEWEN, ONDAATJE, MCCUTCHEON LIMITED / LOEWEN, ONDAATJE, MCCUTCHEON LIMITEE
PECKHAM, KENNETH CHARLES Officer
OMEGA SECURITIES INC.
Pedersen, Eric James Dealing Representative
TD WATERHOUSE CANADA INC.
Pedersen, Leith Campbell Dealing Representative
Canaccord Genuity Corp./Corporation Canaccord Genuity
Pedersen-Mjaanes, Haakon Hjalmar Dealing Representative
BMO NESBITT BURNS INC.
Peeroo, Parveen Bibi Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
PEFFER, DEAN Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Pejman, Alidad IIROC approval only
Canaccord Genuity Corp./Corporation Canaccord Genuity
Pejovic, Kristine Dawn Dealing Representative
BMO NESBITT BURNS INC.
PEJOVIC, MILOS Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Pejovic, Petar Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PELHAM, BLAKE LYLE Dealing Representative
RAYMOND JAMES LTD.
Pelland, Carl Marc Advising Representative
ADDENDA CAPITAL INC.
Pellerin, Carl Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Pellerin, Mario n/a n/a Officer
GESTION PLACEMENTS DESJARDINS INC./DESJARDINS INVESTMENT MANAGEMENT INC.
Pelletier, Alain Dealing Representative
GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C.
Pelletier, Bruno Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Pelletier, Jean-Francois Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Pelletier, Jean-René Director
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Pelletier, Jessica Darlene Branch Manager (MFDA members only)
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Pelletier, Jessica Darlene Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Pelletier, Liette Dealing Representative
Gestion Universitas Inc./Universitas Management Inc.
Pelletier, Michel Advising Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
Pelletier, Michel Dealing Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
PELLETIER, Réal Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
Pelletier, Robyn Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
PELLETIER, ROCK Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Pelletier, Stéphane Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
Pelosi, Adrian John Ugo IIROC approval only
Canaccord Genuity Corp./Corporation Canaccord Genuity
Peloso, Jeffrey Vincent Dealing Representative
GAIN CAPITAL - FOREX.COM CANADA LTD.
PELOSO, JOHN JOSEPH Dealing Representative
INTERGLOBE FINANCIAL SERVICES CORP.
PELOSO, JOHN JOSEPH Dealing Representative
INTERGLOBE FINANCIAL SERVICES CORP.
PELOW, GARY JAMES Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Pember, Ian Douglas Officer
HILLSDALE INVESTMENT MANAGEMENT INC.
Pemberton, Arthur Robert Tudor Advising Representative
TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
Pendleton, Lindsey Anne Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
PENDRITH, JOHN GARY Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Peng, Hai Hua Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Peng, Stefanus Dealing Representative
HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
PENMAN, CHRISTOPHER JAMES Dealing Representative
IPC INVESTMENT CORPORATION
PENMAN, CHRISTOPHER JAMES Dealing Representative
IPC INVESTMENT CORPORATION
Penna, Jeffery Wallace Dealing Representative
League Investment Services Inc.
Penney, Jillian Rae Branch Manager (MFDA members only)
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Penney, Jillian Rae Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PENNINGTON, SUZANN ELIZABETH Advising Representative
CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
Penno, Rita Krystle Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
PENNOCK, CHARLES ANTHONY VILLIERS Director
Stonecap Securities Inc.
PENNOCK, CHARLES ANTHONY VILLIERS Officer
Stonecap Securities Inc.
PENNOCK, EDWARD ANTHONY Dealing Representative
TOLL CROSS SECURITIES INC.
Penny, David Bruce Dealing Representative
Sun Life Financial Investment Services (Canada) Inc./Placements Financiere Sun Life (Canada) Inc.
PENNY, MAUREEN DOROTHY Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PENNYCOOK, DAVID BRUCE Director
FIERA SCEPTRE FUNDS INC./FONDS FIERA SCEPTRE INC.
PENNYCOOK, DAVID BRUCE Director
Corporation Fiera Capital / Fiera Capital Corporation
Pentney, Jeffrey David Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
PEPIN, ELISE Dealing Representative
GROUPE CLOUTIER INVESTISSEMENTS INC.
PEPIN, NORMAND Director
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
PEPIN, NORMAND Director
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
PEPIN, NORMAND Director
FUNDEX INVESTMENTS INC.
PEPIN, NORMAND Director
PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.
PEPIN, NORMAND Officer
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
PEPIN, NORMAND Officer
FUNDEX INVESTMENTS INC.
PEPIN, NORMAND Officer
PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.
Pépin, Jean-François Advising Representative
ADDENDA CAPITAL INC.
Percy, Dean Richard Morley Director
QUESTRADE, INC. ***
Percy, Dean Richard Morley Officer
QUESTRADE, INC. ***
Perdigao-Afonso, Michael Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Perdue, Colin Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Perdue, Katherine Elizabeth Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Pereira, Carl David Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PEREIRA, CLIFF Chief Compliance Officer
KERNAGHAN SECURITIES LTD.
PEREIRA, CLIFF Officer
KERNAGHAN SECURITIES LTD.
Pereira, Daniel Mark Dealing Representative
TD WATERHOUSE CANADA INC.
Perel, Alexander Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Pereux, Alain Jacques Dealing Representative
FUNDEX INVESTMENTS INC.
PEREZ, MELISA Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Perillo, Francesco Dealing Representative
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
PERKINS, Robert Derek Director
TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIP/FOND DE GESTION TREZ CAPITAL SOCIETE EN COMMANDITE ***
PERKINS, Robert Derek Officer
TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIP/FOND DE GESTION TREZ CAPITAL SOCIETE EN COMMANDITE ***
PERLEY, TASHA LEE Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Perlman, Benjamin Samuel Dealing Representative
GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C.
Perlman, David Jonathan Dealing Representative
GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C.
Perna, Giustino Advising Representative
CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC.
Perone, Tanya Dealing Representative
TD WATERHOUSE CANADA INC.
Perram, Randal James Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PERRATON BRILLON, Benoit Advising Representative
Gestion de portefeuille Landry Inc.
PERRATON BRILLON, Benoit Director
Gestion de portefeuille Landry Inc.
PERRATON BRILLON, Benoit Officer
Gestion de portefeuille Landry Inc.
Perreault, Laurier Advising Representative
MERCER GLOBAL INVESTMENTS CANADA LIMITED
Perreault, Sylvain Director
DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
Perreault-Morier, Nicolas Dealing Representative
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
Perren, Henry Richard Director
TORON CAPITAL MARKETS INC.
Perret, Patrice Damien Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Perretta, Daniel Canio Dealing Representative
TD WATERHOUSE CANADA INC.
Perrin, Joseph William Director
QTRADE SECURITIES INC. / VALEURS MOBILIÈRES QTRADE INC.
Perrin, Joseph William Director
QTRADE ASSET MANAGEMENT INC./GESTION D'ACTIFS QTRADE INC.
Perrin, Joseph William Officer
QTRADE SECURITIES INC. / VALEURS MOBILIÈRES QTRADE INC.
Perrin, Joseph William Officer
QTRADE ASSET MANAGEMENT INC./GESTION D'ACTIFS QTRADE INC.
Perritt, Roger Hugh Smith Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
perron, gerald Dealing Representative
BMO NESBITT BURNS INC.
PERRON, Gilles Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
PERRON, MARINA Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Perron, Mario Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Perrot, Didier Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Perry, Michael James Alexander Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Perry, Patricia Anne Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
PERRY, Roger Steven Dealing Representative
BMO NESBITT BURNS INC.
Persad-Soobarah, Sarita Vijaylaxmi Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Persaud, Darren Seenan Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Persaud, Martin Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PERSAUD, TARA Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Persico, Angelo Salvatore Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
PERUS, DANIEL JACK Dealing Representative
NEWEDGE CANADA INC.
PERUS, DANIEL JACK Officer
NEWEDGE CANADA INC.
Pescod, KIMBERLY ANNE Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PETERFFY, THOMAS Director
INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC.
Peters, Brian Franklin Director
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Peters, Brian Franklin Director
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
Peters, Brian Franklin Officer
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Peters, Brian Franklin Officer
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
Peters, Brian Franklin Ultimate Designated Person
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Peters, Brian Franklin Ultimate Designated Person
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
PETERS, DANIEL ROBERT PAUL Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
PETERS, DARRELL CHRISTOPHER Dealing Representative
GOLDMAN, SACHS & CO.
Peters, Darren Winston Dealing Representative
TD WATERHOUSE CANADA INC.
Peters, Jennifer Elizabeth Director
MACDOUGALL, MACDOUGALL & MACTIER INC.
PETERS, PAUL WILLIAM Dealing Representative
PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD.
PETERS, ROBERT ARTHUR Dealing Representative
MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE
Petersen, Marco Andreas Dealing Representative
TD WATERHOUSE CANADA INC.
Petersen, Susan Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Peterson, Bonnie Margret IIROC approval only
TD WATERHOUSE CANADA INC.
PETERSON, Julie Dawn Dealing Representative
STATE FARM INVESTOR SERVICES (CANADA) CO.
PETERSON, KATHERINE ELAINE Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Peterson, Norma Mary Dealing Representative
HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC.
Petipas, Elizabeth Marie Nichols Director
MFS MCLEAN BUDDEN LIMITED/MFS MCLEAN BUDDEN LIMITEE ***
Petitclerc, Maxime Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Petit-Homme, Jean-Guy Ernst Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Petitpas, Ronald Joseph Branch Manager (MFDA members only)
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Petitpas, Ronald Joseph Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Petley-Jones, Evan Harold Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Petrelli, Lisa Marie Dealing Representative
UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
Petrescu, Raluca Advising Representative
CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
PETROFF, PENNY RAE Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Petropoulos, Angelo Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Petroulakis, Emmanuel Associate Advising Representative
GLC ASSET MANAGEMENT GROUP LTD. / GLC GROUPE DE GESTION D'ACTIFS LTEE.
Petrulyte, Jolita Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PETSOPOULOS, MARY Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Petsopoulos, Petros Anastasios Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
PETTICREW, ELIZABETH THOMPSON QUIGG Dealing Representative
BMO NESBITT BURNS INC.
Pettipas, Donald Peter Dealing Representative
EDWARD JONES
Petursson, Gordon Philip Advising Representative
MANULIFE ASSET MANAGEMENT LIMITED/GESTION D'ACTIFS MANUVIE LIMITÉE ***
Pham, Chau Thanh Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
Pham, Hong Cindy Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Pham, Mary Frances Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Pham, Yen Dealing Representative
TD WATERHOUSE CANADA INC.
Phaneuf, Joseph Etienne Dealing Representative
ITG CANADA CORP.
Phaneuf, Joseph Etienne Officer
ITG CANADA CORP.
Phang, Sat A Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Pharma, Anita Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Pharr, Simon Peter Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Phay, Jr., Robert Edmond Chief Compliance Officer
COMMONFUND ASSET MANAGEMENT COMPANY, INC. ***
Phay, Jr., Robert Edmond Officer
COMMONFUND ASSET MANAGEMENT COMPANY, INC. ***
Phelan, Kevin Leon IIROC approval only
TD WATERHOUSE CANADA INC.
PHELAN, PATRICK WILLIAM Dealing Representative
BMO NESBITT BURNS INC.
PHELAN, STEPHANE MICHAEL Dealing Representative
MANULIFE SECURITIES INVESTMENT SERVICES INC.
Phillip, Chermine Olivia Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Phillipowsky, Catherine Anita Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Phillips, Alexander montague Dealing Representative
J.P. MORGAN SECURITIES LLC. ***
Phillips, Bridget Margo Dealing Representative
JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE
Phillips, Constance Marlene Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PHILLIPS, Gordon Lloyd Branch Manager (MFDA members only)
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
PHILLIPS, Gordon Lloyd Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
PHILLIPS, HEATHER ANN Chief Compliance Officer
ARMSTRONG & QUAILE ASSOCIATES INC.
PHILLIPS, HEATHER ANN Chief Compliance Officer
ARMSTRONG & QUAILE ASSOCIATES INC.
PHILLIPS, HEATHER ANN Director
ARMSTRONG & QUAILE ASSOCIATES INC.
PHILLIPS, HEATHER ANN Officer
ARMSTRONG & QUAILE ASSOCIATES INC.
PHILLIPS, MARK PAUL IIROC approval only
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PHILLIPS, SABRINA MICHELLE Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Phillips, Stephen John Director
FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA
PHIPPS, PETER NATHAN Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PHIPPS, Wayne Peter Dealing Representative
CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.
Pho, Blaine Scott Advising Representative
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
PHO, CRAIG DWAINE Advising Representative
BURGUNDY ASSET MANAGEMENT LTD./Gestion d'actifs Burgundy Ltée ***
PHO, CRAIG DWAINE Director
BURGUNDY ASSET MANAGEMENT LTD./Gestion d'actifs Burgundy Ltée ***
Phoenix, Joseph Thomas Director
PUTNAM INVESTMENTS INC./INVESTISSEMENTS PUTNAM INC. ***
Phoenix, Joseph Thomas Officer
PUTNAM INVESTMENTS INC./INVESTISSEMENTS PUTNAM INC. ***
Phoenix, Joseph Thomas Ultimate Designated Person
PUTNAM INVESTMENTS INC./INVESTISSEMENTS PUTNAM INC. ***
PHUONG, KARYN GIANG THUY Dealing Representative
SPROTT PRIVATE WEALTH LP ***
Picard, Robert Dealing Representative
Desjardins Sécurité Financière Investissements Inc./Desjardins Financial Security Investments Inc.
Piccin, Giselle Rosmarie Dealing Representative
TD WATERHOUSE CANADA INC.
PICCININNI, JOHN PHILLIP Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Piccirillo, Susanne Marie Officer
T. ROWE PRICE (CANADA), INC. ***
Piccone, Fabio Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Piche, Roger Byron Associate Advising Representative
CI PRIVATE COUNSEL LP
Piché, Alain Advising Representative
CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
Pichette, Daniel Albert Dealing Representative
Services Financiers Acadie Inc./Acadia Financial Services Inc.
Pickard, Earl Vincent Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
PICKERING, CHRISTINE BEVERLY A. Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Pickett, James Alfred Dealing Representative
IPC INVESTMENT CORPORATION
Pictet, Marc Philippe Shareholder
PICTET ASSET MANAGEMENT INC. / PICTET GESTION D'ACTIFS INC.
Pictet, Nicolas Lucien Shareholder
PICTET ASSET MANAGEMENT INC. / PICTET GESTION D'ACTIFS INC.
Pien, David Yi Cheng Dealing Representative
TD WATERHOUSE CANADA INC.
Pierce, Jennifer Leslie Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Pierre, Ruth Dealing Representative
DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
Pierre-Canel, Elior Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Pierri, Graziella Dealing Representative
HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC.
Pietracupa, Roberto Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PIETRANTONIO, JOSEPH Dealing Representative
KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.
PIETRAS, GREGORY MICHAEL Dealing Representative
IPC SECURITIES CORPORATION / IPC VALEURS MOBILIÈRES
Piggott, Sheila Hilda Branch Manager (MFDA members only)
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Piggott, Sheila Hilda Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
PIKE, Bernadette Thérèse N/A Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PIKE, JEFFREY WARREN Dealing Representative
KENSINGTON CAPITAL ADVISORS INC.
Pikel, Jessica Leigh Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Pilato, Joseph Vincent Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Pile, Lorna Janet Chief Compliance Officer
BAROMETER CAPITAL MANAGEMENT INC.
Pile, Lorna Janet Officer
BAROMETER CAPITAL MANAGEMENT INC.
Pilgrim, Allan Nathaniel Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Pilgrim, Darrell Lorne Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
Pilmer, Anna Elizabeth Dealing Representative
OMG WEALTH MANAGEMENT INC.
Pilon, Jean-Pierre Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PILON, LORRAINE Director
B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.
PILON, LORRAINE Director
B2B Bank Financial Services Inc./B2B Banque Services Financiers Inc.
PILON, LORRAINE Director
LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC.
PILON, LORRAINE Officer
B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.
PILON, LORRAINE Officer
B2B Bank Financial Services Inc./B2B Banque Services Financiers Inc.
Pilot, Wakeham Dawes Cullen Director
BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
Pilotto, Steven James Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Pin, Mylène Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Pinard, Craig Allen Dealing Representative
HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
Pinard, Sylvie Officer
GESTION PLACEMENTS DESJARDINS INC./DESJARDINS INVESTMENT MANAGEMENT INC.
PINKNEY, RYAN DOUGLAS Dealing Representative
MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE
Pinkowski, Lori Vanessa Dealing Representative
RAYMOND JAMES LTD.
Pinsler, Jonathan Randy Dealing Representative
TD WATERHOUSE CANADA INC.
Pinto, Christopher Mark Advising Representative
NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT
Pinto, Jo-Annie Associate Advising Representative
HEXAVEST INC.
Pinto, Jo-Annie Dealing Representative
HEXAVEST INC.
Pinto, Marshall Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Piorkowski, Alexander Sebastian Dealing Representative
KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC. ***
Piotrowski, Christopher Peter Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Pirie, David Steele Advising Representative
ACUITY INVESTMENT MANAGEMENT INC.
PISCOPOS, Lambros Advising Representative
GESTION DE PLACEMENTS ETERNA INC./ETERNA INVESTMENT MANAGEMENT INC.
Pitre, Ian Lawrence Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PITRE, Renée N/A Branch Manager (MFDA members only)
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PITRE, Renée N/A Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Pitroda, Ravi Jayantilal Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Pitt, Kathleen Dealing Representative
Services en placements PEAK
Pitts, Martin James Dealing Representative
R.J. O'BRIEN & ASSOCIATES CANADA INC.
Pitts, Martin James Officer
R.J. O'BRIEN & ASSOCIATES CANADA INC.
Pitts, Stephen Glen Advising Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Pitts, Stephen Glen Dealing Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Piurko, Jonathan Paul Officer
NORTHWATER CAPITAL MANAGEMENT INC. / NORTHWATER GESTION INC.
Pivrnec, Vaclav Director
Perimeter Markets Inc.
Pizem, Hervé Dealing Representative
INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
Pla Moinelo, Marcos Dealing Representative
TD WATERHOUSE CANADA INC.
PLAMONDON, MATHIEU Dealing Representative
JITNEYTRADE INC.
Plamondon, Richard Dealing Representative
Richardson GMP Limited / Richardson GMP Limitée
Plante, Jocelyne Marie Gertrude Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Plaskett, Bruce Gordon Dealing Representative
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
Plaskett, Bruce Gordon Officer
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Plaskett, Bruce Gordon Officer
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
Plaster, Michael Dennis Dealing Representative
SALMAN PARTNERS INC.
Plaxton, Derek Gordon Dealing Representative
TD WATERHOUSE CANADA INC.
Plaxton, William Reynolds Shareholder
EURO PACIFIC CANADA INC.
Playfair, Ian Robert Dealing Representative
BMO NESBITT BURNS INC.
Plecha, David Anthony Dealing Representative
Dimensional Fund Advisors Canada ULC
Plecha, David Anthony Officer
Dimensional Fund Advisors Canada ULC
Plessas, Anastasios Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PLOMMER, TIMOTHY JAMES Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Plouffe, Louise Dealing Representative
DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
Plourde, Cathy Branch Manager (MFDA members only)
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Plourde, Cathy Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
PLOURDE, ISABELLE Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
Plourde, Melissa Michelle Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
PLUE, Aaron Thomas Dealing Representative
MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. ***
Plumb, Robin Lloyd IIROC approval only
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PLUMSTEAD, Marla Denise Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Podilchuk, Elaine Kristine Dealing Representative
KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC. ***
PODOLSKY, WILLIAM TERRENCE Dealing Representative
Lakeshore Securities Inc.
PODOLSKY, WILLIAM TERRENCE Director
Lakeshore Securities Inc.
PODOLSKY, WILLIAM TERRENCE Officer
Lakeshore Securities Inc.
PODOLSKY, WILLIAM TERRENCE Shareholder
Lakeshore Securities Inc.
PODOLSKY, WILLIAM TERRENCE Ultimate Designated Person
Lakeshore Securities Inc.
Poelzer, Mark Everett Officer
ANNAPOLIS CAPITAL LIMITED
POGGEMILLER, DAVID JOHN Officer
GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE
POIRIER, COLETTE Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Poirier, DIANE Gertrude Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
POIRIER, Ellen Catherine Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
POIRIER, Gilles Joseph René Branch Manager (MFDA members only)
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
POIRIER, Gilles Joseph René Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
POIRIER, MARC OMER Dealing Representative
BMO NESBITT BURNS INC.
Poirier, Pierre Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Poitras, Nancy Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
Poitras Martin, Marie-Claude Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Poles, Andre George Chief Compliance Officer
KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC. ***
Poles, Andre George Officer
KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC. ***
Poley, Travis Beven Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Poliquin, David Dealing Representative
DWM SECURITIES INC./VALEURS MOBILIERES DWM INC.
Polisena, Pasquale Dealing Representative
TD WATERHOUSE CANADA INC.
POLLEY, Victor Ian Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Pollock, Charles Thomas Dealing Representative
GOLDMAN, SACHS & CO.
Pollock, Marilyn Lois Dealing Representative
BMO NESBITT BURNS INC.
POLLOCK, Rhonda Lee Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Pollock, Shaine Brian Chief Compliance Officer
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Polyzois, George Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
POMPILI, AURELIA Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Pomponi, Eva Advising Representative
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
POMPONIO, NICOLA Chief Compliance Officer
CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.
POMPONIO, NICOLA Officer
CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.
PON, DENNIS Advising Representative
MD PHYSICIAN SERVICES INC./SERVICES AUX MÉDECINS MD. INC.
POND, Frances Ann Branch Manager (MFDA members only)
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
POND, Frances Ann Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
POOLE, JAMES RICHARD Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Pooley, Michael Robert Dealing Representative
BARCLAYS CAPITAL CANADA INC.
Poon, Catherine Kar-Lam Dealing Representative
TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. ***
POON, LOUIS KWOK KUEN Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Poon, Mandy Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
POON, Shirley Siu Mei IIROC approval only
TD WATERHOUSE CANADA INC.
POPADIUK, Markian Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Pope, Alexander Michael Dealing Representative
Pope & Company Limited
POPE, FRANCIS MAURICE Dealing Representative
Pope & Company Limited
POPE, FRANCIS MAURICE Director
Pope & Company Limited
POPE, FRANCIS MAURICE Officer
Pope & Company Limited
POPE, FRANCIS MAURICE Shareholder
Pope & Company Limited
POPE, FRANCIS MAURICE Ultimate Designated Person
Pope & Company Limited
POPE, JULIAN EDWARD Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
POPELAS, JOHN CHRISTOPHER Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
POPIELARCZYK, THOMAS BRUNO Dealing Representative
RAYMOND JAMES LTD.
Poplawski, Mariusz Dealing Representative
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
Popov, George D. Advising Representative
HSBC Global Asset Management (Canada) Limited. / Gestion Globale d'Actifs HSBC (Canada) Limitée
Popowich, Kenneth Steven Dealing Representative
BMO NESBITT BURNS INC.
POPPER, JONATHAN LEE Advising Representative
MANULIFE ASSET MANAGEMENT LIMITED/GESTION D'ACTIFS MANUVIE LIMITÉE ***
Por, Neang Dealing Representative
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
Pornillos Gonzalez, Emmanuel Daniel Associate Advising Representative
ADDENDA CAPITAL INC.
Porochnuk, Christopher William Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Porraccio-Meguerditch, Christian John Dealing Representative
UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
Portebois, Severine Francoise Claude Dealing Representative
FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA ***
PORTER, JAMES SCOTT Advising Representative
TORON CAPITAL MARKETS INC.
PORTER, JAMES SCOTT Dealing Representative
TORON CAPITAL MARKETS INC.
PORTER, Roland Eden *** Dealing Representative
INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
Porter, Tanya Dawn Dealing Representative
TD WATERHOUSE CANADA INC.
Portillo Cruz, Luis Antonio Dealing Representative
NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
POSIEWKO, WALTER THADDEUS Advising Representative
RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.
Potter, David Anderson IIROC approval only
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
POTTER, MELODY ANNE Chief Compliance Officer
HUB CAPITAL INC. / CAPITAL HUB INC.
POTTER, MELODY ANNE Dealing Representative
HUB CAPITAL INC. / CAPITAL HUB INC.
POTTER, MELODY ANNE Officer
HUB CAPITAL INC. / CAPITAL HUB INC.
POTVIN, PATRICK JAMES Advising Representative
Corporation Fiera Capital / Fiera Capital Corporation
POTVIN, PATRICK JAMES Dealing Representative
Corporation Fiera Capital / Fiera Capital Corporation
Poudrier, Sebastien Dealing Representative
HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
Poulin, Gilles Raymond Dealing Representative
NEWEDGE CANADA INC.
Poulin, Gilles Raymond Officer
NEWEDGE CANADA INC.
Poulin, Guillaume Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
POULIN, MICHAEL JOHN Dealing Representative
DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC.
Pouliot, Jason Campbell Dealing Representative
OMG WEALTH MANAGEMENT INC.
Poulton, Ryan Dealing Representative
UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
POUND, TRACI ANN Dealing Representative
MACQUARIE PRIVATE WEALTH INC./GESTION PRIVÉE MACQUARIE INC.
Poutanen, Mark Edward Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
POWELL, DALE Advising Representative
CITIBANK CANADA INVESTMENT FUNDS LIMITED / FONDS D'INVESTISSEMENT DE CITIBANQUE CANADA ***
Powell, Maurice Antonio Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Powell, Michael Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Powell, Richard Harold Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Power, Marc-Andre Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
POWIS, CHARLES ROBERT Dealing Representative
MORGAN STANLEY CANADA LIMITED
Powless, Wayne Michael Dealing Representative
CREDIT SUISSE SECURITIES (USA) LLC
Pozer, Susan Martha Dealing Representative
WELLINGTON MANAGEMENT COMPANY, LLP ***
Pozner, Samuel David Dealing Representative
SECUTOR CAPITAL MANAGEMENT CORPORATION
Pozzuoli Nunez de Tang, Annete Rocio Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PRALL, CRAIG PETER Advising Representative
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
PRANGE, CAMERON RICHARD Dealing Representative
KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC.
PRANGE, CAMERON RICHARD Ultimate Designated Person
KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC.
Pranjic, Ivan Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Prasad, Rajendra Officer
HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
PRATO, CATERINA Advising Representative
AGF INVESTMENTS INC. / PLACEMENTS AGF INC. ***
PRATT, JOY LYNN Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Preda, Ionel Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Préfontaine, Louis-Charles Gérôme Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
Preseau, Charles Gean Director
Aviva Investors Canada Inc.
PRESLEY, VICKI MARLENE Dealing Representative
ODLUM BROWN LIMITED
Presot, Lucie Oliva Director
GOODMAN INVESTMENT COUNSEL INC.
Presot, Lucie Oliva Officer
GOODMAN INVESTMENT COUNSEL INC.
PRESTON, GARY MICHEAL Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Presutto, Fabio Marco Dealing Representative
TD WATERHOUSE CANADA INC.
Prete, Francesco Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
PREVOST, JACQUES SERGE CLERMONT Advising Representative
CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
PREZIUSO, CARMINE Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Price, Chad Douglas Dealing Representative
ODLUM BROWN LIMITED
Price, Julie Ann Dealing Representative
SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC.
Price, Kelby Catherine Dealing Representative
WALTON CAPITAL MANAGEMENT INC.
Price, Kristen Rachel Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Price, Matthew Adam Dealing Representative
OMG WEALTH MANAGEMENT INC.
Price, Melanie Louise Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PRICE, ROBERT ARTHUR Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PRICE, TIMOTHY EVAN Director
MACDOUGALL, MACDOUGALL & MACTIER INC.
PRICE, TIMOTHY EVAN Director
MACDOUGALL INVESTMENT COUNSEL INC. / LES CONSEILLERS EN PLACEMENTS MACDOUGALL INC.
PRICE, TIMOTHY EVAN Officer
MACDOUGALL, MACDOUGALL & MACTIER INC.
PRICE, TIMOTHY EVAN Officer
MACDOUGALL INVESTMENT COUNSEL INC. / LES CONSEILLERS EN PLACEMENTS MACDOUGALL INC.
Priddle, Craig Matthew Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PRIDMORE, MARION DALE Advising Representative
RBC Phillips, Hager & North Investment Counsel Inc./RBC Phillips, Hager & North Services-conseils en placements inc.
Priest, William Wallace Advising Representative
EPOCH INVESTMENT PARTNERS, INC.
Priest, William Wallace Officer
EPOCH INVESTMENT PARTNERS, INC.
Priest, William Wallace Shareholder
EPOCH INVESTMENT PARTNERS, INC.
Priest, William Wallace Ultimate Designated Person
EPOCH INVESTMENT PARTNERS, INC.
PRIESTMAN, JOHN GEORGE Advising Representative
GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL
PRIESTMAN, JOHN GEORGE Dealing Representative
GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL
PRIMEAU, DANIEL Advising Representative
UBS GLOBAL ASSET MANAGEMENT (CANADA) INC. / UBS GESTION GLOBALE D'ACTIFS
PRIMEAU, DANIEL Dealing Representative
UBS GLOBAL ASSET MANAGEMENT (CANADA) INC. / UBS GESTION GLOBALE D'ACTIFS
Primerano, Patrick Anthony Director
NBCN INC.
Primerano, Patrick Anthony Officer
NBCN INC.
PRINGLE, DONALD ANTHONY GEOFFREY Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PRITTIE, MICHAEL ADAM Dealing Representative
MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE
Prittie, Robert George Dealing Representative
KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC.
PROCE, Giuseppe Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Prociuk, Patricia Pauline Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Prokopchuk, Steven John Dealing Representative
BMO NESBITT BURNS INC.
PROLLAMANTE, GIL TOMAS Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
Pronko, Patricia Anne Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Pronovost, Nickolas Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
PROOS, ALLAN LEHO Dealing Representative
DWM SECURITIES INC./VALEURS MOBILIERES DWM INC.
Prosser, Brian Richard Chief Compliance Officer
B2B Bank Financial Services Inc./B2B Banque Services Financiers Inc.
Prosser, Brian Richard Chief Compliance Officer
B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.
Prosser, Brian Richard Chief Compliance Officer
B2B Bank Financial Services Inc./B2B Banque Services Financiers Inc.
Prosser, Brian Richard Officer
B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.
Prosser, Brian Richard Officer
B2B Bank Financial Services Inc./B2B Banque Services Financiers Inc.
PROSSER, Matthew George Scott Dealing Representative
MANULIFE SECURITIES INVESTMENT SERVICES INC.
Proulx, Martin Dealing Representative
DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
PROULX, VITAL Advising Representative
HEXAVEST INC.
PROULX, VITAL Dealing Representative
HEXAVEST INC.
PROULX, VITAL Director
HEXAVEST INC.
PROULX, VITAL Officer
HEXAVEST INC.
PROULX, VITAL Shareholder
HEXAVEST INC.
PROULX, VITAL Ultimate Designated Person
HEXAVEST INC.
Provan, Jennifer Ann Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PROVENCHER, Francois Dealing Representative
NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
PRUD'HOMME, ANDRE Lionel Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Prud'Homme, Jean-Marc Chief Compliance Officer
ADDENDA CAPITAL INC.
Prud'Homme, Jean-Marc Chief Compliance Officer
ADDENDA CAPITAL INC.
Prud'homme, Manuel Dealing Representative
INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC.
Prusin, Adam Bruce Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Prychidny, Adam Jon Officer
BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
PRYDE, DEBORAH LYNN Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Pryde, Robbie John Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Pryde, Robbie John Director
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Pryde, Robbie John Officer
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Przywara, Maria Zuzanna Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Psotka, Christina Marie Dealing Representative
ROMSPEN INVESTMENT CORPORATION
PSZENICZNY, NICHOLAS LEONARD Director
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
PTASIUK, RONALD PAUL Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
PTASZNIK, MICHAEL STEVEN Director
CANDEAL.CA INC
PUGLIA, LARRY JOSEPH Advising Representative
T. ROWE PRICE (CANADA), INC. ***
PUGLIA, LARRY JOSEPH Officer
T. ROWE PRICE (CANADA), INC. ***
PUGSLEY, MARK Advising Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
PUGSLEY, MARK Dealing Representative
INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
Pun, Hogan Chichun Dealing Representative
MD MANAGEMENT LIMITED/GESTION MD LIMITÉE
Puna, Mbambi Dealing Representative
CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. ***
Punter, Keith Graham IIROC approval only
Canaccord Genuity Corp./Corporation Canaccord Genuity
PUNZO, PAUL EMANUELE Dealing Representative
BMO NESBITT BURNS INC.
Pupulin, Ann Marie Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Purbs, Patrick Dealing Representative
Aligned Capital Partners Inc.
PURCELL, LEO JAMES Chief Compliance Officer
Richardson GMP Limited / Richardson GMP Limitée
Purcell, Paul Joseph *** Advising Representative
BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITÉE
Purcell, Paul Joseph *** Dealing Representative
BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITÉE
Purdy, Brett Ann Miranda Advising Representative
CARDINAL CAPITAL MANAGEMENT INC.
Purdy, Brian Glenn IIROC approval only
GHS SECURITIES CANADA LTD.
Purvis, Jaime Patrick Dylan Dealing Representative
Horizons ETFs Management (Canada) Inc.
Pye, Frederick Thomas Advising Representative
Gestion de portefeuille Landry Inc.
Pye, Frederick Thomas Director
Gestion de portefeuille Landry Inc.
PYE, GORDON HARLOW Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Pye, Lisa Marie Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
PYE, Shelly Lynn Dealing Representative
STATE FARM INVESTOR SERVICES (CANADA) CO.
 
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