Firms and Individuals
(including Categories of Registration)
Last Updated : 6/18/2013 8: 40 AM
 
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
Click on the name of a firm to view a list of persons associated with the firm.
 
I
Individual Name
Individual Category
Firm Name
Iacobucci, Christopher Michael Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Iacono, Michael Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
IACOVELLI, CAESAR ANTHONY Dealing Representative
SUN LIFE GLOBAL INVESTMENTS (CANADA) INC./PLACEMENTS MONDIAUX SUN LIFE (CANADA) INC. ***
Iacurti, Joseph Dealing Representative
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
IANNI, ANTHONY Dealing Representative
ERNST & YOUNG ORENDA CORPORATE FINANCE INC./CONSEIL EN FINANCEMENT ERNST & YOUNG ORENDA INC.
IANNI, ANTHONY Officer
ERNST & YOUNG ORENDA CORPORATE FINANCE INC./CONSEIL EN FINANCEMENT ERNST & YOUNG ORENDA INC.
IANNI, ANTHONY Ultimate Designated Person
ERNST & YOUNG ORENDA CORPORATE FINANCE INC./CONSEIL EN FINANCEMENT ERNST & YOUNG ORENDA INC.
Iannicca, Fabio Officer
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Iannicca, Fabio Officer
ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
Ibbitson, Danal Blake Dealing Representative
Worldsource Financial Management Inc./Gestion Financiere Worldsource Inc.
IBRAHIM, Mahmoud Hoseny Wagih Dealing Representative
MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE
IBRAHIM, Youssef Dealing Representative
COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
Ibson, Jeremy Roger Dealing Representative
FUNDEX INVESTMENTS INC.
Ierfino, Amanda Marie Dealing Representative
PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
Iftikhar, Saleha Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Iglesias, Louis Xavier Chief Compliance Officer
PANAGORA ASSET MANAGEMENT, INC. ***
Ignacio, Christiansen Dealing Representative
BMO NESBITT BURNS INC.
IKEBUCHI, JUSTIN JAMES Dealing Representative
FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL
IKEBUCHI, JUSTIN JAMES Officer
FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL
Imam, Fahad Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Imam, Makid Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Imbeault, Frederic Advising Representative
HEXAVEST INC.
Imbeault, Frederic Dealing Representative
HEXAVEST INC.
Imbeault, Frederic Director
HEXAVEST INC.
Imbrogno, Suzanne Christine Chief Compliance Officer
WFG SECURITIES OF CANADA INC./WFG VALEURS MOBILIERES DU CANADA INC.
Imbrogno, Suzanne Christine Chief Compliance Officer
WFG SECURITIES OF CANADA INC./WFG VALEURS MOBILIERES DU CANADA INC.
IMHOF, JAMES MICHAEL *** Advising Representative
RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE ***
IMHOF, PETER MARCEL Dealing Representative
SPROTT ASSET MANAGEMENT LP ***
IMHOF, PETER MARCEL Officer
SPROTT ASSET MANAGEMENT LP ***
Inam, Saad Dealing Representative
STONEBRIDGE FINANCIAL CORPORATION/CORPORATION FINANCIERE STONEBRIDGE
Infantino, Mark Robert Dealing Representative
RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
INFANTINO, RICHARD JOSEPH Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
Ing, Suky *** IIROC approval only
TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
Ingarao, Mary Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
INGERSOLL, Douglas Harold Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
Ingram, Nicholas Ryan Richard Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
INNES, ROBERT HUGH LANDYMORE Dealing Representative
BURGEONVEST BICK SECURITIES LIMITED/ VALEURS MOBILIÈRES BURGEONVEST BICK
Innes, Sarah Beth Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
INNISS, JOSEPH ELDRIGE Dealing Representative
CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
Intraligi, Peter Director
INVESCO CANADA LTD./INVESCO CANADA LTÉE ***
Intraligi, Peter Officer
INVESCO CANADA LTD./INVESCO CANADA LTÉE ***
Intraligi, Peter Ultimate Designated Person
INVESCO CANADA LTD./INVESCO CANADA LTÉE ***
IPPERCIEL, DAVID Dealing Representative
CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED
Iqbal, Naeem Dealing Representative
CIBC SECURITIES INC./PLACEMENTS CIBC INC.
Irmak, Tekin Kagan Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Irshad, Sarah Zeenat Dealing Representative
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
IRWIN, ANDREW HUNTER Dealing Representative
RAYMOND JAMES LTD.
IRWIN, RICHARD FREDERICK ARTHUR Dealing Representative
QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
IRWIN, STEVEN PAUL Dealing Representative
RAYMOND JAMES LTD.
IRWIN, WARREN BARRY Chief Compliance Officer
ROSSEAU ASSET MANAGEMENT LTD.
IRWIN, WARREN BARRY Dealing Representative
ROSSEAU ASSET MANAGEMENT LTD.
IRWIN, WARREN BARRY Director
ROSSEAU ASSET MANAGEMENT LTD.
IRWIN, WARREN BARRY Officer
ROSSEAU ASSET MANAGEMENT LTD.
IRWIN, WARREN BARRY Ultimate Designated Person
ROSSEAU ASSET MANAGEMENT LTD.
ISA, SHAREEF Dealing Representative
INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
ISAAC, JASON DALE Advising Representative
HSBC Global Asset Management (Canada) Limited. / Gestion Globale d'Actifs HSBC (Canada) Limitée
Isaac, Robert John Shareholder
SORA GROUP WEALTH ADVISORS INC. ***
Isaacs, Sascha Tanya Associate Advising Representative
CI PRIVATE COUNSEL LP
Islam, Meer Waseque-ul Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
Ismail, Aly Dealing Representative
QTRADE SECURITIES INC. / VALEURS MOBILIÈRES QTRADE INC.
Ismail, Fazila Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
ISNOR, Kimberley Diane Dealing Representative
BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
Issa, Julien Dealing Representative
ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
ITALIANO, Giuseppe Dealing Representative
CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
Ivachtchenko, Vitali IIROC approval only
QUESTRADE, INC. ***
Iversen, Peter Stuart Director
SOCIÉTÉ DE GESTION D'INVESTISSEMENT HEWARD INC./ HEWARD INVESTMENT MANAGEMENT INC.
IVES, DOUGLAS WALTER Dealing Representative
BMO NESBITT BURNS INC.
IVEY, CAROL ANN Dealing Representative
RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
IVKOVIC, Inya Chief Compliance Officer
CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
IVKOVIC, Inya Chief Compliance Officer
CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
IVKOVIC, Inya Chief Compliance Officer
CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
IVKOVIC, Inya Director
CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
IVORY, GAVIN JAMES Advising Representative
BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE Ltee.
Iwamoto, Douglas Advising Representative
SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC.
Iwamoto, Douglas Chief Compliance Officer
SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC.
Iwamoto, Douglas Chief Compliance Officer
SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC.
Iwamoto, Douglas Dealing Representative
SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC.
Iwamoto, Douglas Officer
SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC.
IWAMURA, GARY Officer
BRANDES INVESTMENT PARTNERS & CO. ***
IYER, SRIKANTH GOPALAKRISHNAN Advising Representative
GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL
IYER, SRIKANTH GOPALAKRISHNAN Dealing Representative
GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL
 
New Brunswick Securities Commission
E-mail
Disclaimer