Firms and Individuals
(including Categories of Registration)
Last Updated : 6/19/2013 8: 46 AM
 
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
Click on the name of a firm to view a list of persons associated with the firm.
 
W
Firm Name
Firm Category
WALTER SCOTT & PARTNERS LIMITED Exempt Market Dealer
WALTON CAPITAL MANAGEMENT INC. Exempt Market Dealer
WARATAH CAPITAL ADVISORS LTD. Exempt Market Dealer
WATSON DI PRIMIO STEEL (WDS) INVESTMENT MANAGEMENT LTD. Portfolio Manager
WEALTH CREATION PRESERVATION & DONATION INC. Exempt Market Dealer
WELLINGTON MANAGEMENT COMPANY, LLP *** Exempt Market Dealer
WELLINGTON MANAGEMENT COMPANY, LLP *** Portfolio Manager
WFG SECURITIES OF CANADA INC./WFG VALEURS MOBILIERES DU CANADA INC. Mutual Fund Dealer
WFG SECURITIES OF CANADA INC./WFG VALEURS MOBILIERES DU CANADA INC. Scholarship Plan Dealer
Worldsource Financial Management Inc./Gestion Financiere Worldsource Inc. Exempt Market Dealer
Worldsource Financial Management Inc./Gestion Financiere Worldsource Inc. Mutual Fund Dealer
WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. Investment Dealer
WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. Investment Fund Manager
 

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