Firms and Individuals
(including Categories of Registration)
Last Updated : 5/17/2013 8: 42 AM
 
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
Click on the name of a firm to view a list of persons associated with the firm.
 
E
Firm Name
Firm Category
EAST COAST FUND MANAGEMENT INC. Exempt Market Dealer
EDGEHILL PARTNERS Exempt Market Dealer
EDGEHILL PARTNERS Portfolio Manager
EDWARD JONES Investment Dealer
EPOCH INVESTMENT PARTNERS, INC. Portfolio Manager
EQUIGENESIS CORPORATION Exempt Market Dealer
EQUITY ASSOCIATES INC. Mutual Fund Dealer
ERNST & YOUNG ORENDA CORPORATE FINANCE INC./CONSEIL EN FINANCEMENT ERNST & YOUNG ORENDA INC. Exempt Market Dealer
ETF CAPITAL MANAGEMENT *** Portfolio Manager
EURO PACIFIC CANADA INC. Investment Dealer
EVANGELINE SECURITIES LIMITED Mutual Fund Dealer
 

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