Firms and Individuals
(including Categories of Registration)
Last Updated : 5/23/2013 9: 41 AM
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC.
Individual Name
Individual Category
Bournaki, Pierre    Dealing Representative
Bournaki, Pierre    Officer
Britchford, Sean Andrew   Dealing Representative
BROWN, GORDON SCOTT   Dealing Representative
Carrington, Andrew John   Director
Carrington, Andrew John   Officer
Carrington, Andrew John   Ultimate Designated Person
Dionisio, Joseph Anthony   Dealing Representative
Grossman, Jeffrey    Director
Grossman, Jeffrey    Officer
McDonald, Gareth Caradog   Chief Compliance Officer
McDonald, Gareth Caradog   Dealing Representative
McDonald, Gareth Caradog   Director
Morton, Robert Lloyd   Officer
RAWLYK, ELIJAH NU-TAO   Dealing Representative
Roper, Douglas Harrison  Blake Dealing Representative
Sagel, Benjamin    IIROC approval only
 
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