Firms and Individuals
(including Categories of Registration)
Last Updated : 5/21/2013 9: 40 AM
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
Individual Name
Individual Category
Adrees, Atif    Dealing Representative
Aleksanian, Louiza    Dealing Representative
Alexander, Robert William   Dealing Representative
ALGATE, ARTHUR RONALD   Dealing Representative
ALLEN, ALISSA JOY   *** Dealing Representative
Annett, Jerrold    Dealing Representative
Arakelian, Andrea Lynn  Karen Dealing Representative
Arnott, Craig Brian   Dealing Representative
ARSENAULT, PAUL BERNARD   Dealing Representative
Ball, Matthew Ian   Dealing Representative
BALLON, REED MCPHERSON   Dealing Representative
Bannan, Mark Gordon  Peter Dealing Representative
BARLTROP, JAMES WILLIAM  SPENCER IIROC approval only
Bartlett, Andrew Allan   Dealing Representative
BARTON, SANDRA LYN  MARIE Dealing Representative
BASSIRI, AMIR GHANE   Dealing Representative
BATES, Dawn Eileen   Dealing Representative
BAUMAN, DOYLE ALLEN   Dealing Representative
Bawden, David Rodger   Dealing Representative
BEARS, DARCY DANIEL   Dealing Representative
Beroy, Melliza Mendoza   Dealing Representative
Berthiaume, Barbara Jean   Dealing Representative
Besharat, Alex Reza   IIROC approval only
Bharara, Roland Rakesh   Dealing Representative
Bietz, Robert Patrick   Dealing Representative
Black, David Neal   Dealing Representative
BLAKE, TIMOTHY WILLIAM  BAYNE Dealing Representative
BLAKELY, DEREK JOHN   Dealing Representative
Blundell, Michael Scott   IIROC approval only
BOTEANU, IOAN TOMA   Dealing Representative
Botsikos, Lawrence    Dealing Representative
BOVILLE, SHELLEY JANE   Dealing Representative
BRITTAIN, Andrew Manning   Dealing Representative
Brotherhood, John David  Wilfred IIROC approval only
Bu, Yiyuan    Dealing Representative
Buckley, Bruce James   IIROC approval only
BUGDEN, DAVID CLAUDE  MEDLEY Dealing Representative
BURKE, MALCOLM PATRICK   IIROC approval only
CALLAGHAN, JAMES DALE   Dealing Representative
CALVIERI, VENERANDA VENNY   Dealing Representative
CAMPBELL, Linda Louise   Dealing Representative
CAMPBELL, ROBERT GEOFFREY   Dealing Representative
Cano, Marta Isabel   Dealing Representative
Carnegy, Duncan Scott  Charles Dealing Representative
Carr, Jesse Allan   Dealing Representative
CARRESE, PIERA    Dealing Representative
CARSON, SCOTT HENRY   Dealing Representative
CASSIO, JOHN MICHAEL   Dealing Representative
Ceretti, Jonathan Sebastien   Dealing Representative
CHABASSOL, DAVID JAMES   Dealing Representative
CHAKMAKOGLU, Thalia Carrie   Dealing Representative
Chalmers, Colin John   Dealing Representative
Chan, Clara    Dealing Representative
Chan, Davina Tak Wai    IIROC approval only
Chan, Georges Arthur   Dealing Representative
Chan, Heather Denise   IIROC approval only
Chan, Lucy Ching   Dealing Representative
CHAN, PI HSIA   Dealing Representative
CHAN, WANNY    Dealing Representative
Chapman, Gunda Victoria   Dealing Representative
CHARLEBOIS, MADELEINE    Dealing Representative
CHASE, ANDRE JEFFERSON   Dealing Representative
Chau, Suet Mui   Dealing Representative
Chaulk, Sheldon    Dealing Representative
Cheung, Denise Pui-Han   Dealing Representative
Chisholm, Kyla Anne   Dealing Representative
CHOW, TREVOR WILLIAM  ELLIOTT Dealing Representative
Christian, Jeffrey James   Dealing Representative
CHRISTOPHER, PHILIP GORDON   Dealing Representative
CHU, EDNA ANGELINA   IIROC approval only
Chung, Yu Kam   Dealing Representative
Ciarlelli, Fabio    Dealing Representative
Clark, Donald Andrew   Dealing Representative
CLARK, William Keir   Dealing Representative
Clements-Lewis, Danielle Marie  Jane Dealing Representative
Cloutier, Christian    Dealing Representative
Collure, Athula Deeptha   Dealing Representative
Condilis, Chris    Dealing Representative
CONN, MORLEY ISAAC   Dealing Representative
CONNORS, SEAN MARTIN   Dealing Representative
COPE, TARA LEE  ANNE Dealing Representative
Corado Castillo, Giovanni    Dealing Representative
CRAWFORD, DAVID RAYMOND   Dealing Representative
CRAWLEY, HELEN LAURINDA   Dealing Representative
CRUICKSHANK, ALEXANDER DONALD   IIROC approval only
Cumming, Brian David   Dealing Representative
Curran, Blaine Edward   Dealing Representative
Currie, Kelsey Bernard   Dealing Representative
Dadufalza, Jennifer    *** Dealing Representative
Darling, Geoffrey Homer   Dealing Representative
De Moscovaki, Gilbert    Dealing Representative
DE POMPA, Giovanni Marco   IIROC approval only
DEAN, KENNETH RALPH   Dealing Representative
DEL MASTRO, PAT WILLIAM   Dealing Representative
DELLA VECCHIA, RAFFAELE    Dealing Representative
Demirjian, Shant Ara   Dealing Representative
DEMPSEY, Adam Lorne   Dealing Representative
DEMPSEY, Doreen    Dealing Representative
Deoram, Deochand    Dealing Representative
Devia, Ian    Dealing Representative
Devli, Rosemary Denise   Dealing Representative
DI FRANCO, DANIEL    Dealing Representative
DIBBEN, ROGER JONATHAN  BENNETT Dealing Representative
Dickison, Andrew Grant   IIROC approval only
DJURFELDT, ROBERT MARCUS   IIROC approval only
Doherty, Lindsay Anne   Dealing Representative
Doiron, Susan Anne   Dealing Representative
Dominioni, Sabina    Dealing Representative
Dorenbush, Daniel Isaac   Dealing Representative
Doxsee, Karen Ruth   Dealing Representative
DUDLEY, STEPHEN ANTHONY   Dealing Representative
Duff, Graham Frederick   Dealing Representative
DUGGAN, CHRISTOPHER ANDREW   Dealing Representative
DUNNE, STEPHEN CRAIG   Dealing Representative
Duong, Chi-Hung    Dealing Representative
Durland, James Michael   Director
Durland, James Michael   Officer
Durland, James Michael   Ultimate Designated Person
Earnshaw, David    Dealing Representative
EDWARDS, ROBERT PAUL   Director
EDWARDS, ROBERT PAUL   Officer
Elcock, Yulanda Anastasia   Dealing Representative
Elliott, Maureen Lisa   IIROC approval only
ESCOTT, MARY CAROLINE   Dealing Representative
FAHY, SEAN CHRISTOPHER   Dealing Representative
FARNHAM, David Roy   Dealing Representative
FARWELL, DARREN STEWART   Dealing Representative
Faust, Myran Neil   Dealing Representative
Feiner, Matthias Ulrich   Dealing Representative
FENNELL, AARON WESLEY   Dealing Representative
Field, Jeffrey Douglas   Dealing Representative
Filipe, Daniel Lermith   Dealing Representative
FINDLAY, JOHN DUNCAN   Dealing Representative
FINNEGAN, PETER MICHAEL   Dealing Representative
FLOOD, DENNIS OLAND   Dealing Representative
Foley, Kevin Patrick   Dealing Representative
FORD, DAVID CAHILL   Dealing Representative
FORREST, HELEN MARIE   Dealing Representative
FORSEY, JILLIAN CHRISTINE   Dealing Representative
FOSS, EDWARD LOWELL  DIMITRIOS Dealing Representative
FOSTER, JUDITH MARIE   IIROC approval only
FOURNIER, PHILIPPE    Dealing Representative
FRASER, WAYNE EDWARD   Dealing Representative
FRIEND, MARK LESLIE   Dealing Representative
FROOK, CHRISTOPHER AHREN   Dealing Representative
Galanis, Demetrios Leonidas   Dealing Representative
Gardiner, Vanessa Marie   IIROC approval only
GARISTO, JOHN    Dealing Representative
Gavarkovs, Jeffrey Denis   Dealing Representative
Gavrikova, Anna    Dealing Representative
Gilbert, Jason Wayne   Dealing Representative
GILCHRIST, CRAIG IAN   Dealing Representative
GIROUARD, Shari Lee  Marie Dealing Representative
GLASSCO, RICHARD SCOTT   Dealing Representative
GLOUDON, PATRICIA    Dealing Representative
GOONETILLEKE, PRASANNA SRINATH   Dealing Representative
GORRILL, JOHN LLOYD   Dealing Representative
GRANT, GREGORY DEWILDE   Dealing Representative
Grant, Robert James   Director
Gray, Robert Harrison   Dealing Representative
GREENWOOD, DONALD ARTHUR   Dealing Representative
Greer, Gregory Harold   IIROC approval only
GUNNING, DEBRA ANN  MARY Dealing Representative
HACHEY, PHILIPPE    Dealing Representative
Hamdi, Mongi    Dealing Representative
HAMDY, AMR AHMAD   Dealing Representative
HAMILL, HUGH DAVIS   Dealing Representative
Hannay, Alfred Duncan   IIROC approval only
Harder, Mathew Scott   *** Dealing Representative
Harkins, David William   Dealing Representative
Harris, Andrea Donna   Dealing Representative
HARWOOD, LEE FRASER   Dealing Representative
HARWOOD, VICTORIA ANNE   Dealing Representative
HASHMI, YOUSEF    Dealing Representative
HASKINS, KEITH PRUYN   Dealing Representative
HATT, FRASER PAUL   Dealing Representative
HEARD, CHERYL MARIE   Dealing Representative
HENDERSON, JOHN KIRKPATRICK   IIROC approval only
Hickey, Nancy    Dealing Representative
HILL, ELIZABETH ANNE   Dealing Representative
Hirjani, Rahimali    Dealing Representative
Hodgson, Christopher Joseph   Director
HONG, DEAN EDWARD   Dealing Representative
HOPGOOD, CHRISTOPHER PHILLIP   Dealing Representative
Hoszko, Lisa Ann   IIROC approval only
Houben, Selena Klara   Dealing Representative
HOUGHTON, TODD ANTHONY   Dealing Representative
HOULE, DANIEL    IIROC approval only
HOYT, Jocelyn Marie   Dealing Representative
Hristov, Nikola    Dealing Representative
HUFFMAN, GREGORY WILLIAM   Dealing Representative
Hui, Richard    Dealing Representative
Humblet, Xavier Max   Dealing Representative
HUNT, STEWART JOHN   IIROC approval only
Hussein, Omar    *** Dealing Representative
HUTCHINSON, IAIN ASHLEY   Dealing Representative
Huynh, Cuong Hien   Dealing Representative
Ingarao, Mary    Dealing Representative
Irshad, Sarah Zeenat   Dealing Representative
JAITLY, VIVEK    Dealing Representative
Jarvis, Timothy Ross   Dealing Representative
JENKINS, DAVID STUART   IIROC approval only
Johl, Gurkiranjit Kaur    Dealing Representative
Jones, Gordon Kenneth   Dealing Representative
JONES, NICHOLAS SHANE   Dealing Representative
Jordan, Edward Francis   Dealing Representative
Juric, Igor    Dealing Representative
JUSTASON, Nathalie Anne   *** Dealing Representative
Kam, Vicky Wai  Kei Dealing Representative
KASSAM, NAVAZ Nasrullah  Hassam Dealing Representative
Kawa, Larry Michael  II Dealing Representative
Kelly, Troy Christopher   Dealing Representative
Khan, Mohamed Khalid   Dealing Representative
Kilislian, Kevork    Dealing Representative
King, Philip Spencer   Dealing Representative
Kirshenbaum, Jesse Carl   IIROC approval only
Kopechanski, Dylan Nigel  Travers Dealing Representative
KOPKO, BANNON JAMES  WALTER Dealing Representative
KRDYAN, Ivetta    Dealing Representative
Kuzovkin, Artyom    Dealing Representative
La, Wendy    Dealing Representative
Lam, Chi Ping  Alan Dealing Representative
LANGMUIR, SONYA    Dealing Representative
Laplante, Robert Andre   Dealing Representative
LARSON, KARL JAMES   Dealing Representative
LAU, ALEXANDER GUAN  LEE Dealing Representative
Lau, Jeffrey Chi-Shing   Dealing Representative
Lavecchia, Mark John   Dealing Representative
LEAHY, MICHAEL WILLIAM   Dealing Representative
Lederman, Alexander de Lotbiniere  Panet Dealing Representative
Leduc, Linda    Dealing Representative
LEE, JEANNIE MARIA   Dealing Representative
Lee, Paul William   Dealing Representative
Lee, Seung Won    Dealing Representative
Leung, Audrey Jun  Wing Dealing Representative
Leung, Chiu Lun (Alan)   Dealing Representative
Leung, Felix Hong  Ming Dealing Representative
LEWIS, LAWRENCE ROBERT   IIROC approval only
Li, Xu Wen    Dealing Representative
Li, Yunshi    Dealing Representative
LIEBMANN, WILLIAM JAMES   Dealing Representative
Litt, Golden    IIROC approval only
LOADER, RYAN CHARLES   Dealing Representative
LOCKE, PATTI MARY   Dealing Representative
Losch, Jody Susan  Martha *** IIROC approval only
Lucas, Jeremy Charles   Dealing Representative
LYONS, CONLIEF EVERTON   *** Dealing Representative
MACCULLOCH, STEPHEN CAMPBELL   IIROC approval only
MACDONALD, SCOTT ANDREW   Dealing Representative
Macenko Merkley, Sandra Leigh   Dealing Representative
Mackie, Peter Damian   Dealing Representative
Mackie, Robert Andrew   Dealing Representative
MACLACHLAN, ROBERT JAMES   IIROC approval only
MADDEN, JOHN FRANCIS   Officer
MADORE, Patricia Michele  ROSSITER Dealing Representative
MAJOO, MAHMOOD    Dealing Representative
Makuyu, Martin    Dealing Representative
Mander, Santokh Singh   Dealing Representative
Mann, Nicholas Thomson   Dealing Representative
Mar, Mirella    Dealing Representative
Marlow, Bradley Allen   Dealing Representative
Marson, Catherine Joy   Dealing Representative
MARTIN, KEVIN EDGAR   Dealing Representative
Mascarenhas, Melanie Meeta   Dealing Representative
Mason, Barbara Frances   Director
Mason, Barbara Frances   Officer
Mason, Barbara Frances   Ultimate Designated Person
Mathias, Warren Bruce   Dealing Representative
Mathur, Nitin    Dealing Representative
Maurice, Jacques    Dealing Representative
McAdam, Jennifer Ann   IIROC approval only
McCartney, John Francis  Joseph Dealing Representative
McCartney, Wayne Elmer   Dealing Representative
McDermott, Patrick Anthony   Dealing Representative
McDONALD, STEPHEN DOUGLAS   Officer
McEwan, Kyle Wilson   Dealing Representative
MCGANN, MICHAEL DAVID   Dealing Representative
McGarvey, Susan    Dealing Representative
McGeorge, Donald Graham  Dean Dealing Representative
MCGLADE, ALLAN    Dealing Representative
McHenry, Benjamin Angus   Dealing Representative
McInnes, Ryan Donald  John Dealing Representative
McNamara, Kyle Francis   IIROC approval only
McRae, Sandra Jean   Dealing Representative
MEGALIZZI, DEBBIE NORMA   Dealing Representative
Melhoff, Brian Clancy   Dealing Representative
Menikefs, David Andrew   Dealing Representative
Misiaszek, Wojciech Jakub   Dealing Representative
MITCHELL, Adam Ryan   Dealing Representative
Moffatt, Andrew Ryan   Dealing Representative
Monchesky, Daniel Joseph   Dealing Representative
Moore, Eric    Dealing Representative
MORRISON, TONY JOHN   Dealing Representative
MORSE, MARCIA LUELLA   Dealing Representative
MORTON, JOHN ROBERT   Chief Compliance Officer
MORTON, JOHN ROBERT   Dealing Representative
MORTON, JOHN ROBERT   Officer
Mosher, Beverly Lynne   Dealing Representative
Moskalski, Dorian    Dealing Representative
MOXAM, DARAN ELMER   Dealing Representative
Mugerwa, Samuel Bisaso   Dealing Representative
MURPHY, CHARLES JOSEPH  JR. Dealing Representative
MURPHY, ROSELLE MARIE   Dealing Representative
MUSTAF, LILLIAN    Dealing Representative
Naqvi, Asif    Dealing Representative
Neville, Kevin James   Dealing Representative
NEWELL, PETER COLSTON   Dealing Representative
NEWMAN, ALLAN CORY   Dealing Representative
NEWTON, ANDREW ADAM   Dealing Representative
Ng, Truman Chiu Yam   Dealing Representative
Ngo Nlep Timos, Emilie Promise    Dealing Representative
Nicholson, James Myron   Dealing Representative
NILSSON, OLA FREDRIK   IIROC approval only
NISBETT, THOMAS RICHARD  HARALD Dealing Representative
Noel, Marie Mirtho   Dealing Representative
Noel, Mathieu    Dealing Representative
Norris, Paul James  Edward Dealing Representative
Nouri, Dina    Dealing Representative
O'Brien, Gordon Michael   *** Dealing Representative
O'CONNOR, ROBIN PATRICIA  GRACE Dealing Representative
O'DONNELL, SUSAN    Dealing Representative
O'Donovan, Anne Marie   Director
O'Donovan, Anne Marie   Officer
O'Hanley, Robert Franklin   Dealing Representative
Okoroji, Nnanna Emmanuel   Dealing Representative
OLIVER, LAURIE ELIZABETH   Dealing Representative
Oliver, Shawn Daniel   Dealing Representative
OLIVIER, ANDREE MARIE  BERTHE Dealing Representative
OLNEY, MONICA SUSAN   Dealing Representative
Omran, Omar    Dealing Representative
O'ROURKE, MICHAEL MARTIN   Dealing Representative
Papazov, Georgy Atanasov   Dealing Representative
Paradiso, Daniel    Dealing Representative
Paraskevopoulos, Lisa Angela   Dealing Representative
Parent, Mikhael    Dealing Representative
Park, James Changsoo   Dealing Representative
Pascoe, Sean Michael   Dealing Representative
Patel, Bhavik Arun   Dealing Representative
Patel, Hetash    Dealing Representative
Patel, Ravin Narendrabhai   Dealing Representative
Paul, Nicole Elizabeth   Dealing Representative
Pavone, Antonio    Dealing Representative
Pelletier, Jean-Francois    Dealing Representative
Perdue, Katherine Elizabeth   Dealing Representative
Persaud, Martin    Dealing Representative
Petrulyte, Jolita    Dealing Representative
PHILLIPS, MARK PAUL   IIROC approval only
Piccone, Fabio    Dealing Representative
Pietracupa, Roberto    Dealing Representative
Pilgrim, Allan Nathaniel   Dealing Representative
Plumb, Robin Lloyd   IIROC approval only
Potter, David Anderson   IIROC approval only
Powell, Michael    Dealing Representative
Priddle, Craig Matthew   Dealing Representative
Pronovost, Nickolas    Dealing Representative
Quenneville, Christina Huberta   Dealing Representative
Qureshi, Fozan Ahmad   Dealing Representative
Rafique, Mohammad Alimur   Dealing Representative
Ramlochan, Diana Dorothy   Dealing Representative
RANDELL, CALVIN GORDON  FRANK Dealing Representative
Rao, Vikram Ranga   Dealing Representative
Ratchford, Jane Patricia   Chief Compliance Officer
Raza, Nosheen    Dealing Representative
Real, Silvia Janet   Dealing Representative
REARDON, KIMBERLEY JANE   Dealing Representative
Reed, Chadwick Alan   Dealing Representative
REED, SCOTT ALLAN   IIROC approval only
RESTON, IAN MCDONALD   Dealing Representative
Richardson, Terry Vernon   Dealing Representative
RILEY, MICHAEL HAROLD   Dealing Representative
RILEY, THOMAS SEAN   Dealing Representative
ROBICHAUD, HEATHER LEANNE  Mary Dealing Representative
Rochester, Lloyd    Dealing Representative
RODGER, Paul Clarke   Dealing Representative
Rowinski, Jan Edward   Dealing Representative
Ryan, Ann Phyllis   IIROC approval only
Ryan, Gregory John   IIROC approval only
Saad, Marc-Antoine    Dealing Representative
SALTER, LINDSAY JANE   IIROC approval only
SANDERSON, THOMAS RYAN   Dealing Representative
Sauer, Michael Anthony   Dealing Representative
Savulescu, Zoran    Dealing Representative
SCHOFIELD, David Patrick   Dealing Representative
Schvalb, Arie    Dealing Representative
Schwartze, Michael Andreas  Josef Dealing Representative
SCOLLARD, JOSEPH BERNARD   Dealing Representative
Scott, Andrew Mark   Dealing Representative
Scott, Jeffrey William  Neil Dealing Representative
Sellers, Darren Hardisty   Dealing Representative
Sexton, Paul William   Dealing Representative
SHAHSABORY, NAHIM MOHD   Dealing Representative
Shannon, Martin Joseph   Dealing Representative
Sheehan, Matthew    Dealing Representative
Sheffer, Gregory Wade   Dealing Representative
Sheraly, Munsif    Dealing Representative
SHERIDAN, JOHN EDWARD   Dealing Representative
SHIPLEY, KEN CHARLES   Dealing Representative
Shrubb, Jansen William   Dealing Representative
Silva, Teresa de Fatima   IIROC approval only
Simmons, James Clinton   Dealing Representative
SIMMONS, RHONDA MARIE   Dealing Representative
SINCLAIR, DOUGLAS EDWIN   Dealing Representative
siska, daniel john   Dealing Representative
Sivamohan, Jeyakala    Dealing Representative
SKURKA, DAVID JOHN   IIROC approval only
Small, Vann James   Dealing Representative
SMITH, PAUL GERARD   Dealing Representative
SMITH, PHILIP STEPHEN  WATSON Director
SMITH, WENDY ELIZABETH   Dealing Representative
SNYDER, FREDERICK CHARLES   Dealing Representative
Soleymani, Maryam    Dealing Representative
SORDO, ANTHONY JOSEPH   Dealing Representative
Sorovacu, Delia Cristina   Dealing Representative
SPARES, WILLIAM ANTHONY   Dealing Representative
SPIESS, CARL PIERRE   Dealing Representative
Steinberg, Bryan Charles   Dealing Representative
Stephens, Alicia Dawn   Dealing Representative
Sterritt, Catharine Josephine  Foy Dealing Representative
ST-JEAN, ERIC    Dealing Representative
Stoker, Aaron Matthew   Dealing Representative
STRATTON, NEIL PERRY   Dealing Representative
Stuart-Lyon, Angela Lee   Dealing Representative
Sukhatme, Anand Arvind   Dealing Representative
Symanczyk, Gregory Ernest   Dealing Representative
SYMONS, GREGORY DESMOND   Dealing Representative
Tackoor, Oriana Nathalie   Dealing Representative
TAM, DESMOND    Dealing Representative
Taranagueda, Ousmane    Dealing Representative
Tays, Scott Douglas   Dealing Representative
TECIMER, DANIEL SAIT   Dealing Representative
Tetiali, Octave Tetiali   *** Dealing Representative
THACKER, COLIN PHILIP   Dealing Representative
Thirlwall, Preston Paul   Dealing Representative
THOMAS, CHRISTOPHER JEREMY   Dealing Representative
Thompson, Wendy Julie   Dealing Representative
Tom, Weeman    Dealing Representative
Tow, Winston Juan  Chee Dealing Representative
Tran, Thomas    Dealing Representative
TUCKER, CHARLES ANDREW   Dealing Representative
TUER, JOHN FREDERICK   IIROC approval only
Turner, Lynne    Dealing Representative
Uppal, Nabil Khan   Dealing Representative
UZIELLI, STEPHEN JULIAN   Dealing Representative
VACHON, JEAN    Dealing Representative
Vafaei, Deborah Anne   Dealing Representative
Vafaei, Kamran    IIROC approval only
VAN KROONENBURG, JOHANNES ADRIANES  HENRIEUS Dealing Representative
Vianna, Antonio Carlos  Novelli Dealing Representative
Vithlani, Niral Arun   Dealing Representative
VITUG, MARY DENISE   IIROC approval only
Vlahopoulos, Efthemeos    Dealing Representative
VOLPE, PETER GEORGE   Dealing Representative
Wagner, Kurtis Marvin   Dealing Representative
Walker, Tammy Lynn   Dealing Representative
Wan, Eugene Yiu-Chung   Dealing Representative
Wandji, Bertod    Dealing Representative
Wang, Hui    Dealing Representative
Warnock, Kelly Aline   Dealing Representative
WASYLINA, PETER MICHAEL   Dealing Representative
WATSON, JAMES RAYMOND   Dealing Representative
Waye, Jonathan Douglas   Dealing Representative
Weaser, Sean Phillip   Dealing Representative
WEBSTER, DONALD MARK  GROVER Dealing Representative
Webster, Janet Ruth   Dealing Representative
WELLING, CATHERINE ANNE   IIROC approval only
Welsh, Scott Alexander   Dealing Representative
Wetmore, Brandi-Lee Marie   Dealing Representative
Wheatley, Derek Maertell   Dealing Representative
WHITE, RYAN JAMES  JEREMY Dealing Representative
Willett, Timothy Charles   Dealing Representative
WILLIAMS, MARY CECILIA   Director
WILLIAMS, MARY CECILIA   Officer
WILLIAMS, OLIVER DOUGLAS   Dealing Representative
WILLSON, PETER JOHN   Dealing Representative
Winiarz, Edward Bruce   Dealing Representative
Winterburn, Philip David   Dealing Representative
Wise, Joshua Michael   Dealing Representative
Wiseman, Robert Stanley   Dealing Representative
Wong, Jonathan    Dealing Representative
Wong, Vincent Ching  Yu Dealing Representative
WOO, Franklin    Dealing Representative
WOOD, WILLIAM LEAR   Dealing Representative
Woodhead, Madeline Catherine   Dealing Representative
Woods, Craig Matthew   Dealing Representative
Woynarski, Gregory Charles   Dealing Representative
Wu, Anthony    Dealing Representative
Wu, Da Ming    Dealing Representative
Xiong, Xin    Dealing Representative
Yang, Betty    Dealing Representative
YELLIN, ALLAN    Dealing Representative
Yendzio, Kevin Michael   Dealing Representative
YOUNG, EVAN EAKIN   Dealing Representative
Young, Noel Elena   Dealing Representative
Yu, George Jiaju   Dealing Representative
Yu, Ying Hua    Dealing Representative
Zhang, Jingyu    Dealing Representative
Zhang, Lili    Dealing Representative
Zhang, Xiaochun Florence   Dealing Representative
Zhao, Candice    Dealing Representative
Zwicker, Dennis Wallace   Dealing Representative
Zwicker, Patricia Ruth   Dealing Representative
ZYCH, MICHAEL LOUIS   IIROC approval only
 
New Brunswick Securities Commission
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