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Firms and Individuals
(including Categories of Registration)
Last Updated : 4/22/2014 9: 01 AM
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA
Individual Name
Individual Category
CLENDINNING, BRIAN THOMAS   Dealing Representative
CLENDINNING, BRIAN THOMAS   Officer
Conroy, Brian Bernard   Director
ELZINGA, RICHARD DAVID   Dealing Representative
ELZINGA, RICHARD DAVID   Officer
Fernandes, Brian Pimentel   Dealing Representative
George, Robert Edward   Dealing Representative
Katzelnick, Mark Curtis   Director
Mirchandani, Sanjiv Hiro   Director
MOFFITT, BRYAN MICHAEL   Chief Compliance Officer
MOFFITT, BRYAN MICHAEL   Dealing Representative
MOFFITT, BRYAN MICHAEL   Director
Phillips, Stephen John   Director
Roadman, Todd Weiser   Director
Roadman, Todd Weiser   Officer
Roadman, Todd Weiser   Ultimate Designated Person
Studnicki, Bryan Robert  Petro Dealing Representative
WHITE, RONALD JAMES   Director
WHITE, RONALD JAMES   Officer
WHITE, THOMAS ANDERSON   Officer
 
New Brunswick Securities Commission
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