Firms and Individuals
(including Categories of Registration)
Last Updated : 5/24/2013 8: 42 AM
A firm or individual with *** indicates that there may be current terms and conditions attached to their registration.  If current terms and conditions are in place, you may view them by conducting a search at National Registration Search.
 
ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
Individual Name
Individual Category
ALDERMAN, RICHARD ALLEN   Dealing Representative
BAJIC, JOSIP    Chief Compliance Officer
BAJIC, JOSIP    Officer
BALL, Christopher Stephen   Dealing Representative
BANKS, DAVID WILLARD   Dealing Representative
CARROLL, TIMOTHY JAMES   *** Dealing Representative
DONALD, STEVEN JAMES   Director
DONALD, STEVEN JAMES   Officer
DONALD, STEVEN JAMES   Ultimate Designated Person
DORRELL, ROBERT JAMES   Director
DORRELL, ROBERT JAMES   Officer
Galloway, John Stewart   Dealing Representative
GAUTHIER, RICHARD MARTIN   Dealing Representative
GRADY, NICOLAS JEROME   Dealing Representative
Haley, Donna Marie   Dealing Representative
HOLLAND, BERNARD WILLIAM   Dealing Representative
Iannicca, Fabio    Officer
Johnson, Ernest Vincent   Dealing Representative
JONES, DAVID MATTHEW   Dealing Representative
KACHAN, DAMON DARYLE   Dealing Representative
Larmour, Colleen Mary   Dealing Representative
Lauzon, Eric    Officer
MACDONALD, LARS ADRIAN   Dealing Representative
MASTERS, SCOTT EDWARD   Officer
MAZEROLLE, ROBERT-YVES    Dealing Representative
NICOLETOPOULOS, MICHAEL    Dealing Representative
Pai, Tushar Vinay   Officer
PAINCHAUD, JEAN-FRANCOIS    Dealing Representative
Perillo, Francesco    Dealing Representative
Plaskett, Bruce Gordon   Officer
RAFUSE, CHRISTOPHER ROBERT   Dealing Representative
RAWDING, DONALD ALEXANDER   Dealing Representative
Rayner, Robert Jay   Dealing Representative
Reilly, April Dawn  Michelle Officer
ROSS, JAMES EMERSON   Director
ROSS, JAMES EMERSON   Officer
SKOKE, ALEXANDER MARCELLINUS   Dealing Representative
SMITH, DARRYL ST.  CLAIR Dealing Representative
ST-CYR, PIERRE    Dealing Representative
STEWARDSON, GLENN DONALD   Dealing Representative
TAYLOR, ROBERT EMERSON   Dealing Representative
Thomson, Thomas Eric   Dealing Representative
THORNE, RITA HENRIETTA   Officer
VALAITIS, VYTAUTAS JOHN   Dealing Representative
VICERE, ANGELO PAUL   Dealing Representative
WALL, LILLIAN JUNE   Dealing Representative
Wilfred, Anthony Pillai   Officer
Yahya, Eric Noel   Dealing Representative
Yeo, Ian WHAN-IL   Dealing Representative
YOUNG, ELIZABETH TERESE   Dealing Representative
Zhang, Yvette    Officer
 
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